People's Republic of China Financial Sector Assessment Program : IOSCO Objectives and Principles for Securities Regulation

This is an initial report of the International Organization of Securities Commissions (IOSCO) assessment performed in 2010 as part of the financial sector assessment program (FSAP) of China. The assessment was prepared on the basis of a self-assess...

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Bibliographic Details
Main Authors:	International Monetary Fund, World Bank
Format:	Report
Language:	English en_US
Published:	World Bank, Washington, DC 2017
Subjects:	ACCOUNTANT ACCOUNTING ACCOUNTING STANDARDS ARBITRAGE ASSET MANAGEMENT ASSET VALUE BANK BOND BANK BOND MARKET BANK LENDING BANKING INSTITUTIONS BANKRUPTCY BOND BOND MARKET CAPITAL FLOW CAPITAL MARKET CAPITAL MARKET DEVELOPMENT CAPITAL REQUIREMENTS CENTRAL BANK CIVIL LAW CLEARING CORPORATION CLIENT ASSETS CODE OF CONDUCT COLLECTIVE INVESTMENT COLLECTIVE INVESTMENT SCHEME COMMERCIAL BANKS COMMODITIES FUTURES COMMODITY CONFIDENTIALITY CONFLICTS OF INTEREST CORPORATE BOND CORPORATE BOND MARKET CORPORATE GOVERNANCE CREDIT RATING CREDIT RATING AGENCIES CROSS-BORDER CAPITAL DEFAULT RISK DEPOSITORY DERIVATIVE DERIVATIVE CONTRACT DERIVATIVES MARKET DISCLOSURE REQUIREMENTS DOMESTIC INSTITUTIONAL INVESTORS DOMESTIC REGULATORS EFFICIENT MARKET EMERGING MARKET ENFORCEABILITY ENFORCEMENT POWERS ENTRY REQUIREMENTS EQUITY FUNDS EXCHANGE RATE EXPENDITURE EXPOSURES FINANCIAL CRISIS FINANCIAL DERIVATIVE FINANCIAL FUTURES FINANCIAL INNOVATION FINANCIAL MARKET FINANCIAL RISKS FINANCIAL SECTOR FINANCIAL STABILITY FINANCIAL STATEMENT FINANCIAL SYSTEM FOREIGN EXCHANGE FRAUD FUND MANAGEMENT FUND MANAGER FUTURES FUTURES CONTRACT FUTURES EXCHANGE FUTURES MARKET FUTURES PRODUCTS GOVERNMENT BUDGET HEDGE FUNDS INCOME INCOME LEVEL INDIVIDUAL SECURITIES INFORMATION SHARING INFORMATION TECHNOLOGY INITIAL PUBLIC OFFERINGS INSIDER TRADING INSTITUTIONAL INVESTORS INSURANCE INSURANCE COMPANIES INSURANCE PRODUCTS INTERNAL CONTROLS INTERNATIONAL BANK INTERNATIONAL STANDARDS INVESTMENT ACTIVITIES INVESTMENT ACTIVITY INVESTMENT DECISION INVESTMENT FUNDS INVESTMENT MANAGEMENT INVESTMENT STRATEGIES INVESTMENT VEHICLES INVESTOR CONFIDENCE INVESTOR EDUCATION INVESTOR PROTECTION IPOS JUDICIAL SYSTEM JURISDICTION LAW ENFORCEMENT LEGAL FRAMEWORK LEGAL PROTECTION LEGAL SYSTEM LIABILITY LIQUIDATION LIQUIDITY LOCAL GOVERNMENTS MARKET CAP MARKET CAPITALIZATION MARKET DEVELOPMENT MARKET DISCIPLINE MARKET INTERMEDIARY MARKET MANIPULATION MARKET PARTICIPANTS MARKET SHARE MARKET STRUCTURE MARKET VALUE MONETARY FUND MONETARY POLICY MONEY LAUNDERING MUTUAL FUNDS NATIONAL DEVELOPMENT NATIONAL TREASURY NAV NET ASSET NET ASSET VALUE NET CAPITAL NET-CAPITAL OPERATIONAL INDEPENDENCE POLITICAL SYSTEM POTENTIAL INVESTORS POTENTIAL LIABILITY PRIVATE ENFORCEMENT PRIVATE EQUITY PRIVATE SECTOR DEVELOPMENT PUBLIC ENFORCEMENT PUBLIC INFORMATION RAPID GROWTH REGISTERED SECURITIES REGULATOR REGULATORY AUTHORITY REGULATORY FRAMEWORK REGULATORY GAP REGULATORY PRACTICE REGULATORY REGIME REGULATORY REQUIREMENTS REGULATORY SYSTEM RESERVE RESERVE FUNDS RETAIL INVESTORS RISK MANAGEMENT SECONDARY MARKETS SECURITIES SECURITIES ACTIVITIES SECURITIES COMMISSIONS SECURITIES DEPOSITORY SECURITIES EXCHANGES SECURITIES INDUSTRY SECURITIES LAW SECURITIES MARKETS SECURITIES REGISTRATION SECURITIES REGULATION SECURITIES TRANSACTIONS SELF-REGULATION SETTLEMENT SETTLEMENT OBLIGATIONS SETTLEMENT SYSTEMS SHARE TRADING SHAREHOLDER SOLVENCY STOCK EXCHANGE STOCK INDEX STOCK INDEX FUTURES STOCKS SYSTEMIC RISK TRADE INFORMATION TRADES TRADING TRADING ACTIVITIES TRADING SYSTEM TRADING VOLUME TRANSACTION TRANSFER AGENT TRANSFER OF FUNDS TRANSPARENCY TREASURY TREASURY BONDS TURNOVER VALUATION VOLATILITY
Online Access:	http://documents.worldbank.org/curated/en/267021468019434164/China-IOSCO-objectives-and-principles-for-securities-regulation-detailed-assessment-of-observance http://hdl.handle.net/10986/26543

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http://documents.worldbank.org/curated/en/267021468019434164/China-IOSCO-objectives-and-principles-for-securities-regulation-detailed-assessment-of-observance
http://hdl.handle.net/10986/26543

People's Republic of China Financial Sector Assessment Program : IOSCO Objectives and Principles for Securities Regulation

Internet

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