Comparing European and U.S. Securities Regulations : MiFID versus Corresponding U.S. Regulations
The purpose of this paper is to compare the European Union (EU) and United States (U.S.) securities regulations. In November 2007, the market in financial instruments directive 2004/39/EC (MiFID) came into force in the EU, and brought about deep changes in the market infrastructure. The same year re...
Main Authors: | , , |
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Format: | Publication |
Language: | en_US |
Published: |
Washington, DC: World Bank
2013
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Subjects: | |
Online Access: | http://hdl.handle.net/10986/13528 |