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1
Comparing European and U.S. Securities Regulations : MiFID versus Corresponding U.S. Regulations
by
Boskovic, Tanja
,
Cerruti, Caroline
,
Noel, Michel
Published 2013
Subjects:
“…
securities
broker
…”
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2
Financial Sector Assessment Program : Malaysia - Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures
by
International Monetary Fund
,
World Bank
Published 2013
Subjects:
“…
SECURITIES
BROKER
…”
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3
Review of Governance of Collective Investment Funds in the New Member States of the European Union
by
World Bank
Published 2013
Subjects:
“…
SECURITIES
BROKER
…”
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4
Mexico : The IOSCO Objectives and Principles of Securities
by
International Monetary Fund
,
World Bank
Published 2014
Subjects:
“…
SECURITIES
BROKERS
…”
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Get full text
5
Philippines : IOSCO Objectives and Principles of Securities Regulation
by
World Bank
Published 2013
Subjects:
“…
SECURITIES
BROKERS
…”
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6
Republic of Korea Financial Sector Assessment Program : Detailed Assessment of Observance - IOSCO Objectives and Principles of Securities Regulation
by
International Monetary Fund
,
World Bank
Published 2014
Subjects:
“…
SECURITIES
BROKERS
…”
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Get full text
7
Russian Federation Capital Markets : Analysis and Diagnosis of the Financial Regulatory and Institutional Policies Required for Becoming an International Financial Center
by
Pollner, John D.
Published 2013
Subjects:
“…
SECURITIES
BROKERS
…”
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