Showing 1 - 7 results of 7 for search '"securities broker"', query time: 0.07s Refine Results
  1. 1
    Comparing European and U.S. Securities Regulations : MiFID versus Corresponding U.S. Regulations
    Subjects: “…securities broker…”
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  2. 2
    Financial Sector Assessment Program : Malaysia - Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures
    Subjects: “…SECURITIES BROKER…”
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  3. 3
    Review of Governance of Collective Investment Funds in the New Member States of the European Union
    by World Bank
    Published 2013
    Subjects: “…SECURITIES BROKER…”
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  4. 4
    Mexico : The IOSCO Objectives and Principles of Securities
    Subjects: “…SECURITIES BROKERS…”
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  5. 5
    Philippines : IOSCO Objectives and Principles of Securities Regulation
    by World Bank
    Published 2013
    Subjects: “…SECURITIES BROKERS…”
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  6. 6
    Republic of Korea Financial Sector Assessment Program : Detailed Assessment of Observance - IOSCO Objectives and Principles of Securities Regulation
    Subjects: “…SECURITIES BROKERS…”
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  7. 7
    Russian Federation Capital Markets : Analysis and Diagnosis of the Financial Regulatory and Institutional Policies Required for Becoming an International Financial Center
    by Pollner, John D.
    Published 2013
    Subjects: “…SECURITIES BROKERS…”
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    Get full text
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