Showing 1 - 11 results of 11 for search '"BROKER-DEALER"', query time: 0.13s Refine Results
  1. 1
    Financial Sector Assessment Program : Nigeria - IOSCO Objectives and Principles of Securities Regulation
    Subjects: “…BROKER DEALER…”
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  2. 2
    Philippines : IOSCO Objectives and Principles of Securities Regulation
    by World Bank
    Published 2013
    Subjects: “…BROKER DEALER…”
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  3. 3
    Thailand Financial Sector Assessment Program : Implementation of the IOSCO Objectives and Principles of Securities Regulation
    Subjects: “…BROKER DEALER…”
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  4. 4
    Corporate Governance Country Assessment : Brazil
    by World Bank
    Published 2012
    Subjects: “…BROKER-DEALER…”
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  5. 5
    The Leverage Ratio : A New Binding Limit on Banks
    by D'Hulster, Katia
    Published 2012
    Subjects: “…BROKER DEALER…”
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  6. 6
    India : International Organization of Securities Commission Objectives and Principles of Securities Regulation
    Subjects: “…BROKER DEALERS…”
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  7. 7
    Cross Border Banking Supervision : Incentive Conflicts in Supervisory Information Sharing between Home and Host Supervisors
    by D'Hulster, Katia
    Published 2012
    Subjects: “…BROKER DEALER…”
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  8. 8
    People's Republic of China Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems and Central Counterparties
    Subjects: “…BROKER-DEALER…”
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  9. 9
    Czech Republic : Pilot Assessment of Governance of the Insurance Sector
    by World Bank
    Published 2013
    Subjects: “…BROKER-DEALER…”
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  10. 10
    The Reform Agenda
    by Stephanou, Constantinos
    Published 2012
    Subjects: “…BROKER-DEALERS…”
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  11. 11
    Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems
    Subjects: “…BROKER DEALERS…”
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