Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems

Securities settlement systems should have a well-founded, clear and transparent legal basis in the relevant jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities Depositories (TSD)...

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Bibliographic Details
Main Authors:	International Monetary Fund, World Bank
Format:	Report
Language:	English en_US
Published:	World Bank, Washington, DC 2017
Subjects:	ACCOUNT HOLDING ACCOUNTANCY ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACCOUNTING SYSTEM ACTIVE SECURITIES ASSETS AUDITOR AUDITORS AUDITS AUTHENTICATION BACK UP BACK-UP BANK RISK BANKRUPT BANKRUPTCY BENCHMARK BID BIDS BOOK ENTRY BOOK-ENTRY BOOK-ENTRY TRANSFER BORROWER BROKERS BUSINESS CASE BUSINESS CONTINUITY BUYER CAPITAL MARKET CAPITAL MARKETS CASH SETTLEMENT CENTRAL BANK CERTIFICATES CERTIFIED ACCOUNTANTS CHECKS CIVIL LAW CLEARING HOUSE CLEARINGHOUSE CLOSING PRICE CLOSING PRICES COLLATERAL COLLATERAL REQUIREMENTS COLLATERALIZATION COMMERCE COMMERCIAL BANK COMMERCIAL BANKS COMMERCIAL CODE CONFIDENCE INTERVAL CONFIDENTIALITY CONFLICT OF INTEREST CONFLICT OF LAW CONTINGENCY PLAN CONTINGENCY PLANS CONTRACTUAL ARRANGEMENTS CORPORATE BONDS COURT DECISION COURT ORDERS CREDIT EXTENSION CREDIT LINE CREDIT RISK CREDITOR CREDITORS CROSS-BORDER COOPERATION CROSS-BORDER SETTLEMENT CROSS-BORDER TRANSACTIONS CUSTODIAN CUSTODIAN BANKS CUSTODIANS CUSTODY CUSTODY FEES CUSTODY SERVICES CUSTOMER SATISFACTION DATA COMMUNICATION DATA FLOWS DATA STORAGE DEBT DEBT INSTRUMENT DEBT INSTRUMENTS DEBTOR DEBTOR TRANSFERS DELIVERY OF SECURITIES DEPOSITORIES DEPOSITORY DISASTER RECOVERY DISCLOSURE DISCLOSURE OF INFORMATION ELECTRONIC MESSAGE ENFORCEABILITY EQUITIES EVENT OF BANKRUPTCY EXCHANGE COMMISSION EXPOSURE FINAL SETTLEMENT FINANCIAL DIFFICULTIES FINANCIAL INTERMEDIARIES FINANCIAL SECTOR FIREWALLS FOREIGN CURRENCY FUNCTIONALITIES FUND MANAGERS GENERAL PUBLIC GOVERNANCE STRUCTURE GOVERNMENT BONDS GOVERNMENT ORGANIZATIONS GROSS SETTLEMENT SYSTEM HARDWARE HOLDING INDEBTEDNESS INSOLVENCY INSOLVENT INSTITUTIONAL ARRANGEMENTS INSTITUTIONAL FRAMEWORK INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNATIONAL ACCOUNTING INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL STANDARDS ISSUANCE JURISDICTION LEGAL ACTION LEGAL BASIS LEGAL ENTITY LEGAL FRAMEWORK LEGAL POWER LEGAL PROTECTION LEGAL RISK LENDER LENDER OF LAST RESORT LENDERS LEVEL OF RISK LICENSE LIQUIDITY LIQUIDITY RISKS MARKET INTERMEDIARIES MARKET PARTICIPANTS MATERIAL MEANS OF COMMUNICATIONS MONETARY FUND MONETARY POLICY MUTUAL FUNDS NET CAPITAL NET SETTLEMENT OPEN ACCESS OPERATING SYSTEM OPERATIONAL RISK OPERATIONAL RISKS ORDERLY EXIT PARENT COMPANY PAYMENT OBLIGATION PAYMENT SYSTEM PENALTY PENSION PENSION FUND PRIVATE BONDS PRIVATE SECTOR PRIVATE SECTOR DEVELOPMENT PROTECTION OF DATA PROTECTION OF INVESTORS PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVER RECEIVERSHIP REGISTRATION SYSTEM REGULATORS REGULATORY FRAMEWORK REGULATORY FRAMEWORKS RESERVE RESERVE FUND RESULT RESULTS RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT PROCEDURES RISK MANAGEMENT SYSTEM ROLLING SETTLEMENT SECURITIES SECURITIES ACCOUNT SECURITIES ACCOUNTS SECURITIES COMPANIES SECURITIES DEPOSITORIES SECURITIES DEPOSITORY SECURITIES HOLDINGS SECURITIES LENDING OPERATIONS SECURITIES MARKETS SECURITIES REGULATOR SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTIONS SETTLEMENT SETTLEMENT DATE SETTLEMENT PROCEDURES SETTLEMENT RISK SETTLEMENT SYSTEMS SETTLEMENTS SHAREHOLDER SITES STOCK EXCHANGE SUPERVISORY POWER SYSTEMIC RISK TAX TAX EXEMPTION TAX SYSTEMS TAX TREATMENT TRADE DATE TRADE EXECUTION TRADES TRADING TRADING SYSTEM TRADING VALUE TRADING VOLUME TRANSACTION TRANSFER OF ASSETS TRANSFER OF FUNDS TRANSFER OF OWNERSHIP TRANSFER OF SECURITIES TRANSFER OF TITLE TRANSPARENCY USE OF SECURITIES USERS USES VOLATILITY WEB WEB SITE
Online Access:	http://documents.worldbank.org/curated/en/429371468310528833/Thailand-Thailand-Securities-Depository-TSD-of-the-CPSS-IOSCO-recommendations-for-securities-settlement-systems-detailed-assessment-of-observance http://hdl.handle.net/10986/28233