Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems

Securities settlement systems should have a well-founded, clear and transparent legal basis in the relevant jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities Depositories (TSD)...

Full description

Bibliographic Details
Main Authors:	International Monetary Fund, World Bank
Format:	Report
Language:	English en_US
Published:	World Bank, Washington, DC 2017
Subjects:	ACCOUNT HOLDING ACCOUNTANCY ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACCOUNTING SYSTEM ACTIVE SECURITIES ASSETS AUDITOR AUDITORS AUDITS AUTHENTICATION BACK UP BACK-UP BANK RISK BANKRUPT BANKRUPTCY BENCHMARK BID BIDS BOOK ENTRY BOOK-ENTRY BOOK-ENTRY TRANSFER BORROWER BROKERS BUSINESS CASE BUSINESS CONTINUITY BUYER CAPITAL MARKET CAPITAL MARKETS CASH SETTLEMENT CENTRAL BANK CERTIFICATES CERTIFIED ACCOUNTANTS CHECKS CIVIL LAW CLEARING HOUSE CLEARINGHOUSE CLOSING PRICE CLOSING PRICES COLLATERAL COLLATERAL REQUIREMENTS COLLATERALIZATION COMMERCE COMMERCIAL BANK COMMERCIAL BANKS COMMERCIAL CODE CONFIDENCE INTERVAL CONFIDENTIALITY CONFLICT OF INTEREST CONFLICT OF LAW CONTINGENCY PLAN CONTINGENCY PLANS CONTRACTUAL ARRANGEMENTS CORPORATE BONDS COURT DECISION COURT ORDERS CREDIT EXTENSION CREDIT LINE CREDIT RISK CREDITOR CREDITORS CROSS-BORDER COOPERATION CROSS-BORDER SETTLEMENT CROSS-BORDER TRANSACTIONS CUSTODIAN CUSTODIAN BANKS CUSTODIANS CUSTODY CUSTODY FEES CUSTODY SERVICES CUSTOMER SATISFACTION DATA COMMUNICATION DATA FLOWS DATA STORAGE DEBT DEBT INSTRUMENT DEBT INSTRUMENTS DEBTOR DEBTOR TRANSFERS DELIVERY OF SECURITIES DEPOSITORIES DEPOSITORY DISASTER RECOVERY DISCLOSURE DISCLOSURE OF INFORMATION ELECTRONIC MESSAGE ENFORCEABILITY EQUITIES EVENT OF BANKRUPTCY EXCHANGE COMMISSION EXPOSURE FINAL SETTLEMENT FINANCIAL DIFFICULTIES FINANCIAL INTERMEDIARIES FINANCIAL SECTOR FIREWALLS FOREIGN CURRENCY FUNCTIONALITIES FUND MANAGERS GENERAL PUBLIC GOVERNANCE STRUCTURE GOVERNMENT BONDS GOVERNMENT ORGANIZATIONS GROSS SETTLEMENT SYSTEM HARDWARE HOLDING INDEBTEDNESS INSOLVENCY INSOLVENT INSTITUTIONAL ARRANGEMENTS INSTITUTIONAL FRAMEWORK INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNATIONAL ACCOUNTING INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL STANDARDS ISSUANCE JURISDICTION LEGAL ACTION LEGAL BASIS LEGAL ENTITY LEGAL FRAMEWORK LEGAL POWER LEGAL PROTECTION LEGAL RISK LENDER LENDER OF LAST RESORT LENDERS LEVEL OF RISK LICENSE LIQUIDITY LIQUIDITY RISKS MARKET INTERMEDIARIES MARKET PARTICIPANTS MATERIAL MEANS OF COMMUNICATIONS MONETARY FUND MONETARY POLICY MUTUAL FUNDS NET CAPITAL NET SETTLEMENT OPEN ACCESS OPERATING SYSTEM OPERATIONAL RISK OPERATIONAL RISKS ORDERLY EXIT PARENT COMPANY PAYMENT OBLIGATION PAYMENT SYSTEM PENALTY PENSION PENSION FUND PRIVATE BONDS PRIVATE SECTOR PRIVATE SECTOR DEVELOPMENT PROTECTION OF DATA PROTECTION OF INVESTORS PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVER RECEIVERSHIP REGISTRATION SYSTEM REGULATORS REGULATORY FRAMEWORK REGULATORY FRAMEWORKS RESERVE RESERVE FUND RESULT RESULTS RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT PROCEDURES RISK MANAGEMENT SYSTEM ROLLING SETTLEMENT SECURITIES SECURITIES ACCOUNT SECURITIES ACCOUNTS SECURITIES COMPANIES SECURITIES DEPOSITORIES SECURITIES DEPOSITORY SECURITIES HOLDINGS SECURITIES LENDING OPERATIONS SECURITIES MARKETS SECURITIES REGULATOR SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTIONS SETTLEMENT SETTLEMENT DATE SETTLEMENT PROCEDURES SETTLEMENT RISK SETTLEMENT SYSTEMS SETTLEMENTS SHAREHOLDER SITES STOCK EXCHANGE SUPERVISORY POWER SYSTEMIC RISK TAX TAX EXEMPTION TAX SYSTEMS TAX TREATMENT TRADE DATE TRADE EXECUTION TRADES TRADING TRADING SYSTEM TRADING VALUE TRADING VOLUME TRANSACTION TRANSFER OF ASSETS TRANSFER OF FUNDS TRANSFER OF OWNERSHIP TRANSFER OF SECURITIES TRANSFER OF TITLE TRANSPARENCY USE OF SECURITIES USERS USES VOLATILITY WEB WEB SITE
Online Access:	http://documents.worldbank.org/curated/en/429371468310528833/Thailand-Thailand-Securities-Depository-TSD-of-the-CPSS-IOSCO-recommendations-for-securities-settlement-systems-detailed-assessment-of-observance http://hdl.handle.net/10986/28233

id	okr-10986-28233
recordtype	oai_dc
repository_type	Digital Repository
institution_category	Foreign Institution
institution	Digital Repositories
building	World Bank Open Knowledge Repository
collection	World Bank
language	English en_US
topic	ACCOUNT HOLDING ACCOUNTANCY ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACCOUNTING SYSTEM ACTIVE SECURITIES ASSETS AUDITOR AUDITORS AUDITS AUTHENTICATION BACK UP BACK-UP BANK RISK BANKRUPT BANKRUPTCY BENCHMARK BID BIDS BOOK ENTRY BOOK-ENTRY BOOK-ENTRY TRANSFER BORROWER BROKERS BUSINESS CASE BUSINESS CONTINUITY BUYER CAPITAL MARKET CAPITAL MARKETS CASH SETTLEMENT CENTRAL BANK CERTIFICATES CERTIFIED ACCOUNTANTS CHECKS CIVIL LAW CLEARING HOUSE CLEARINGHOUSE CLOSING PRICE CLOSING PRICES COLLATERAL COLLATERAL REQUIREMENTS COLLATERALIZATION COMMERCE COMMERCIAL BANK COMMERCIAL BANKS COMMERCIAL CODE CONFIDENCE INTERVAL CONFIDENTIALITY CONFLICT OF INTEREST CONFLICT OF LAW CONTINGENCY PLAN CONTINGENCY PLANS CONTRACTUAL ARRANGEMENTS CORPORATE BONDS COURT DECISION COURT ORDERS CREDIT EXTENSION CREDIT LINE CREDIT RISK CREDITOR CREDITORS CROSS-BORDER COOPERATION CROSS-BORDER SETTLEMENT CROSS-BORDER TRANSACTIONS CUSTODIAN CUSTODIAN BANKS CUSTODIANS CUSTODY CUSTODY FEES CUSTODY SERVICES CUSTOMER SATISFACTION DATA COMMUNICATION DATA FLOWS DATA STORAGE DEBT DEBT INSTRUMENT DEBT INSTRUMENTS DEBTOR DEBTOR TRANSFERS DELIVERY OF SECURITIES DEPOSITORIES DEPOSITORY DISASTER RECOVERY DISCLOSURE DISCLOSURE OF INFORMATION ELECTRONIC MESSAGE ENFORCEABILITY EQUITIES EVENT OF BANKRUPTCY EXCHANGE COMMISSION EXPOSURE FINAL SETTLEMENT FINANCIAL DIFFICULTIES FINANCIAL INTERMEDIARIES FINANCIAL SECTOR FIREWALLS FOREIGN CURRENCY FUNCTIONALITIES FUND MANAGERS GENERAL PUBLIC GOVERNANCE STRUCTURE GOVERNMENT BONDS GOVERNMENT ORGANIZATIONS GROSS SETTLEMENT SYSTEM HARDWARE HOLDING INDEBTEDNESS INSOLVENCY INSOLVENT INSTITUTIONAL ARRANGEMENTS INSTITUTIONAL FRAMEWORK INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNATIONAL ACCOUNTING INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL STANDARDS ISSUANCE JURISDICTION LEGAL ACTION LEGAL BASIS LEGAL ENTITY LEGAL FRAMEWORK LEGAL POWER LEGAL PROTECTION LEGAL RISK LENDER LENDER OF LAST RESORT LENDERS LEVEL OF RISK LICENSE LIQUIDITY LIQUIDITY RISKS MARKET INTERMEDIARIES MARKET PARTICIPANTS MATERIAL MEANS OF COMMUNICATIONS MONETARY FUND MONETARY POLICY MUTUAL FUNDS NET CAPITAL NET SETTLEMENT OPEN ACCESS OPERATING SYSTEM OPERATIONAL RISK OPERATIONAL RISKS ORDERLY EXIT PARENT COMPANY PAYMENT OBLIGATION PAYMENT SYSTEM PENALTY PENSION PENSION FUND PRIVATE BONDS PRIVATE SECTOR PRIVATE SECTOR DEVELOPMENT PROTECTION OF DATA PROTECTION OF INVESTORS PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVER RECEIVERSHIP REGISTRATION SYSTEM REGULATORS REGULATORY FRAMEWORK REGULATORY FRAMEWORKS RESERVE RESERVE FUND RESULT RESULTS RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT PROCEDURES RISK MANAGEMENT SYSTEM ROLLING SETTLEMENT SECURITIES SECURITIES ACCOUNT SECURITIES ACCOUNTS SECURITIES COMPANIES SECURITIES DEPOSITORIES SECURITIES DEPOSITORY SECURITIES HOLDINGS SECURITIES LENDING OPERATIONS SECURITIES MARKETS SECURITIES REGULATOR SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTIONS SETTLEMENT SETTLEMENT DATE SETTLEMENT PROCEDURES SETTLEMENT RISK SETTLEMENT SYSTEMS SETTLEMENTS SHAREHOLDER SITES STOCK EXCHANGE SUPERVISORY POWER SYSTEMIC RISK TAX TAX EXEMPTION TAX SYSTEMS TAX TREATMENT TRADE DATE TRADE EXECUTION TRADES TRADING TRADING SYSTEM TRADING VALUE TRADING VOLUME TRANSACTION TRANSFER OF ASSETS TRANSFER OF FUNDS TRANSFER OF OWNERSHIP TRANSFER OF SECURITIES TRANSFER OF TITLE TRANSPARENCY USE OF SECURITIES USERS USES VOLATILITY WEB WEB SITE
spellingShingle	ACCOUNT HOLDING ACCOUNTANCY ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACCOUNTING SYSTEM ACTIVE SECURITIES ASSETS AUDITOR AUDITORS AUDITS AUTHENTICATION BACK UP BACK-UP BANK RISK BANKRUPT BANKRUPTCY BENCHMARK BID BIDS BOOK ENTRY BOOK-ENTRY BOOK-ENTRY TRANSFER BORROWER BROKERS BUSINESS CASE BUSINESS CONTINUITY BUYER CAPITAL MARKET CAPITAL MARKETS CASH SETTLEMENT CENTRAL BANK CERTIFICATES CERTIFIED ACCOUNTANTS CHECKS CIVIL LAW CLEARING HOUSE CLEARINGHOUSE CLOSING PRICE CLOSING PRICES COLLATERAL COLLATERAL REQUIREMENTS COLLATERALIZATION COMMERCE COMMERCIAL BANK COMMERCIAL BANKS COMMERCIAL CODE CONFIDENCE INTERVAL CONFIDENTIALITY CONFLICT OF INTEREST CONFLICT OF LAW CONTINGENCY PLAN CONTINGENCY PLANS CONTRACTUAL ARRANGEMENTS CORPORATE BONDS COURT DECISION COURT ORDERS CREDIT EXTENSION CREDIT LINE CREDIT RISK CREDITOR CREDITORS CROSS-BORDER COOPERATION CROSS-BORDER SETTLEMENT CROSS-BORDER TRANSACTIONS CUSTODIAN CUSTODIAN BANKS CUSTODIANS CUSTODY CUSTODY FEES CUSTODY SERVICES CUSTOMER SATISFACTION DATA COMMUNICATION DATA FLOWS DATA STORAGE DEBT DEBT INSTRUMENT DEBT INSTRUMENTS DEBTOR DEBTOR TRANSFERS DELIVERY OF SECURITIES DEPOSITORIES DEPOSITORY DISASTER RECOVERY DISCLOSURE DISCLOSURE OF INFORMATION ELECTRONIC MESSAGE ENFORCEABILITY EQUITIES EVENT OF BANKRUPTCY EXCHANGE COMMISSION EXPOSURE FINAL SETTLEMENT FINANCIAL DIFFICULTIES FINANCIAL INTERMEDIARIES FINANCIAL SECTOR FIREWALLS FOREIGN CURRENCY FUNCTIONALITIES FUND MANAGERS GENERAL PUBLIC GOVERNANCE STRUCTURE GOVERNMENT BONDS GOVERNMENT ORGANIZATIONS GROSS SETTLEMENT SYSTEM HARDWARE HOLDING INDEBTEDNESS INSOLVENCY INSOLVENT INSTITUTIONAL ARRANGEMENTS INSTITUTIONAL FRAMEWORK INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNATIONAL ACCOUNTING INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL STANDARDS ISSUANCE JURISDICTION LEGAL ACTION LEGAL BASIS LEGAL ENTITY LEGAL FRAMEWORK LEGAL POWER LEGAL PROTECTION LEGAL RISK LENDER LENDER OF LAST RESORT LENDERS LEVEL OF RISK LICENSE LIQUIDITY LIQUIDITY RISKS MARKET INTERMEDIARIES MARKET PARTICIPANTS MATERIAL MEANS OF COMMUNICATIONS MONETARY FUND MONETARY POLICY MUTUAL FUNDS NET CAPITAL NET SETTLEMENT OPEN ACCESS OPERATING SYSTEM OPERATIONAL RISK OPERATIONAL RISKS ORDERLY EXIT PARENT COMPANY PAYMENT OBLIGATION PAYMENT SYSTEM PENALTY PENSION PENSION FUND PRIVATE BONDS PRIVATE SECTOR PRIVATE SECTOR DEVELOPMENT PROTECTION OF DATA PROTECTION OF INVESTORS PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVER RECEIVERSHIP REGISTRATION SYSTEM REGULATORS REGULATORY FRAMEWORK REGULATORY FRAMEWORKS RESERVE RESERVE FUND RESULT RESULTS RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT PROCEDURES RISK MANAGEMENT SYSTEM ROLLING SETTLEMENT SECURITIES SECURITIES ACCOUNT SECURITIES ACCOUNTS SECURITIES COMPANIES SECURITIES DEPOSITORIES SECURITIES DEPOSITORY SECURITIES HOLDINGS SECURITIES LENDING OPERATIONS SECURITIES MARKETS SECURITIES REGULATOR SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTIONS SETTLEMENT SETTLEMENT DATE SETTLEMENT PROCEDURES SETTLEMENT RISK SETTLEMENT SYSTEMS SETTLEMENTS SHAREHOLDER SITES STOCK EXCHANGE SUPERVISORY POWER SYSTEMIC RISK TAX TAX EXEMPTION TAX SYSTEMS TAX TREATMENT TRADE DATE TRADE EXECUTION TRADES TRADING TRADING SYSTEM TRADING VALUE TRADING VOLUME TRANSACTION TRANSFER OF ASSETS TRANSFER OF FUNDS TRANSFER OF OWNERSHIP TRANSFER OF SECURITIES TRANSFER OF TITLE TRANSPARENCY USE OF SECURITIES USERS USES VOLATILITY WEB WEB SITE International Monetary Fund World Bank Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
geographic_facet	East Asia and Pacific Thailand
description	Securities settlement systems should have a well-founded, clear and transparent legal basis in the relevant jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities Depositories (TSD) are public and accessible to participants. In particular, participants receive comprehensive documentation covering the rules, requirements, procedures and instructions of TSD. This documentation is available on request and is accessible on the TSD website. The public authorities' regulations are also available to the general public on the websites of the Ministry of Commerce (MoC), the Securities and Exchange Commission (SEC) and the Bank of Thailand (BOT). It is recommended to implement adequate legal measures that ensure the netting arrangement is legally protected even in the event of the insolvency of a participant.
format	Report
author	International Monetary Fund World Bank
author_facet	International Monetary Fund World Bank
author_sort	International Monetary Fund
title	Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
title_short	Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
title_full	Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
title_fullStr	Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
title_full_unstemmed	Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
title_sort	thailand financial sector assessment program : thailand securities depository of the cpss/iosco recommendations for securities settlement systems
publisher	World Bank, Washington, DC
publishDate	2017
url	http://documents.worldbank.org/curated/en/429371468310528833/Thailand-Thailand-Securities-Depository-TSD-of-the-CPSS-IOSCO-recommendations-for-securities-settlement-systems-detailed-assessment-of-observance http://hdl.handle.net/10986/28233
_version_	1764466141934125056
spelling	okr-10986-282332021-04-23T14:04:47Z Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems International Monetary Fund World Bank ACCOUNT HOLDING ACCOUNTANCY ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACCOUNTING SYSTEM ACTIVE SECURITIES ASSETS AUDITOR AUDITORS AUDITS AUTHENTICATION BACK UP BACK-UP BANK RISK BANKRUPT BANKRUPTCY BENCHMARK BID BIDS BOOK ENTRY BOOK-ENTRY BOOK-ENTRY TRANSFER BORROWER BROKERS BUSINESS CASE BUSINESS CONTINUITY BUYER CAPITAL MARKET CAPITAL MARKETS CASH SETTLEMENT CENTRAL BANK CERTIFICATES CERTIFIED ACCOUNTANTS CHECKS CIVIL LAW CLEARING HOUSE CLEARINGHOUSE CLOSING PRICE CLOSING PRICES COLLATERAL COLLATERAL REQUIREMENTS COLLATERALIZATION COMMERCE COMMERCIAL BANK COMMERCIAL BANKS COMMERCIAL CODE CONFIDENCE INTERVAL CONFIDENTIALITY CONFLICT OF INTEREST CONFLICT OF LAW CONTINGENCY PLAN CONTINGENCY PLANS CONTRACTUAL ARRANGEMENTS CORPORATE BONDS COURT DECISION COURT ORDERS CREDIT EXTENSION CREDIT LINE CREDIT RISK CREDITOR CREDITORS CROSS-BORDER COOPERATION CROSS-BORDER SETTLEMENT CROSS-BORDER TRANSACTIONS CUSTODIAN CUSTODIAN BANKS CUSTODIANS CUSTODY CUSTODY FEES CUSTODY SERVICES CUSTOMER SATISFACTION DATA COMMUNICATION DATA FLOWS DATA STORAGE DEBT DEBT INSTRUMENT DEBT INSTRUMENTS DEBTOR DEBTOR TRANSFERS DELIVERY OF SECURITIES DEPOSITORIES DEPOSITORY DISASTER RECOVERY DISCLOSURE DISCLOSURE OF INFORMATION ELECTRONIC MESSAGE ENFORCEABILITY EQUITIES EVENT OF BANKRUPTCY EXCHANGE COMMISSION EXPOSURE FINAL SETTLEMENT FINANCIAL DIFFICULTIES FINANCIAL INTERMEDIARIES FINANCIAL SECTOR FIREWALLS FOREIGN CURRENCY FUNCTIONALITIES FUND MANAGERS GENERAL PUBLIC GOVERNANCE STRUCTURE GOVERNMENT BONDS GOVERNMENT ORGANIZATIONS GROSS SETTLEMENT SYSTEM HARDWARE HOLDING INDEBTEDNESS INSOLVENCY INSOLVENT INSTITUTIONAL ARRANGEMENTS INSTITUTIONAL FRAMEWORK INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNATIONAL ACCOUNTING INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL STANDARDS ISSUANCE JURISDICTION LEGAL ACTION LEGAL BASIS LEGAL ENTITY LEGAL FRAMEWORK LEGAL POWER LEGAL PROTECTION LEGAL RISK LENDER LENDER OF LAST RESORT LENDERS LEVEL OF RISK LICENSE LIQUIDITY LIQUIDITY RISKS MARKET INTERMEDIARIES MARKET PARTICIPANTS MATERIAL MEANS OF COMMUNICATIONS MONETARY FUND MONETARY POLICY MUTUAL FUNDS NET CAPITAL NET SETTLEMENT OPEN ACCESS OPERATING SYSTEM OPERATIONAL RISK OPERATIONAL RISKS ORDERLY EXIT PARENT COMPANY PAYMENT OBLIGATION PAYMENT SYSTEM PENALTY PENSION PENSION FUND PRIVATE BONDS PRIVATE SECTOR PRIVATE SECTOR DEVELOPMENT PROTECTION OF DATA PROTECTION OF INVESTORS PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVER RECEIVERSHIP REGISTRATION SYSTEM REGULATORS REGULATORY FRAMEWORK REGULATORY FRAMEWORKS RESERVE RESERVE FUND RESULT RESULTS RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT PROCEDURES RISK MANAGEMENT SYSTEM ROLLING SETTLEMENT SECURITIES SECURITIES ACCOUNT SECURITIES ACCOUNTS SECURITIES COMPANIES SECURITIES DEPOSITORIES SECURITIES DEPOSITORY SECURITIES HOLDINGS SECURITIES LENDING OPERATIONS SECURITIES MARKETS SECURITIES REGULATOR SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTIONS SETTLEMENT SETTLEMENT DATE SETTLEMENT PROCEDURES SETTLEMENT RISK SETTLEMENT SYSTEMS SETTLEMENTS SHAREHOLDER SITES STOCK EXCHANGE SUPERVISORY POWER SYSTEMIC RISK TAX TAX EXEMPTION TAX SYSTEMS TAX TREATMENT TRADE DATE TRADE EXECUTION TRADES TRADING TRADING SYSTEM TRADING VALUE TRADING VOLUME TRANSACTION TRANSFER OF ASSETS TRANSFER OF FUNDS TRANSFER OF OWNERSHIP TRANSFER OF SECURITIES TRANSFER OF TITLE TRANSPARENCY USE OF SECURITIES USERS USES VOLATILITY WEB WEB SITE Securities settlement systems should have a well-founded, clear and transparent legal basis in the relevant jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities Depositories (TSD) are public and accessible to participants. In particular, participants receive comprehensive documentation covering the rules, requirements, procedures and instructions of TSD. This documentation is available on request and is accessible on the TSD website. The public authorities' regulations are also available to the general public on the websites of the Ministry of Commerce (MoC), the Securities and Exchange Commission (SEC) and the Bank of Thailand (BOT). It is recommended to implement adequate legal measures that ensure the netting arrangement is legally protected even in the event of the insolvency of a participant. 2017-09-08T18:49:25Z 2017-09-08T18:49:25Z 2008-04 Report http://documents.worldbank.org/curated/en/429371468310528833/Thailand-Thailand-Securities-Depository-TSD-of-the-CPSS-IOSCO-recommendations-for-securities-settlement-systems-detailed-assessment-of-observance http://hdl.handle.net/10986/28233 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo World Bank World Bank, Washington, DC Economic & Sector Work :: Financial Sector Assessment Program Economic & Sector Work East Asia and Pacific Thailand

Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems

Similar Items