Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems
This assessment forms part of the joint International Monetary Fund (IMF) World Bank Indonesia Financial Sector Assessment Program (FSAP) which is being undertaken during 2009-2010. The assessment, which covers the private sector equity and corpora...
| Main Authors: | , |
|---|---|
| Format: | Report |
| Language: | English en_US |
| Published: |
World Bank, Washington, DC
2017
|
| Subjects: | |
| Online Access: | http://documents.worldbank.org/curated/en/143021468038714827/Indonesia-CPSS-IOSCO-recommendations-for-securities-settlement-systems-the-equity-and-corporate-bonds-securities-settlement-systems-detailed-assessment-of-compliance http://hdl.handle.net/10986/27739 |
| id |
okr-10986-27739 |
|---|---|
| recordtype |
oai_dc |
| repository_type |
Digital Repository |
| institution_category |
Foreign Institution |
| institution |
Digital Repositories |
| building |
World Bank Open Knowledge Repository |
| collection |
World Bank |
| language |
English en_US |
| topic |
ACCESS TO INFORMATION ACCOUNT HOLDER ACCOUNT HOLDERS ACCOUNTANT ACCOUNTING ACCOUNTING PRACTICES ASSET BACKED SECURITIES ASSETS ASSUMPTION OF LIABILITY AUCTIONS AUDIT COMMITTEE AUDITS BANK DEPOSITS BANK GUARANTEES BANK INDONESIA BANK RISK BANK SETTLEMENT BANK SYSTEM BANKING INDUSTRY BANKRUPTCY BANKRUPTCY LAW BENEFICIARY BLOCK TRADES BOOK ENTRY BOOK-ENTRY BORROWER BORROWING BROKER BROKER DEALERS BUSINESS LICENSES BUSINESS PLANS CAPITAL MARKET CAPITAL MARKET LAW CAPITAL MARKETS CASE OF BANKRUPTCY CASE OF DEFAULTS CASH COLLATERAL CASH MARKET CASH PAYMENT CASH SETTLEMENT CASH SETTLEMENTS CASH TRANSFER CASH TRANSFERS CENTRAL BANK CENTRAL BANKS CENTRAL REGISTRY CENTRAL SECURITIES DEPOSITORIES CENTRAL SECURITIES DEPOSITORY CHECKS CIVIL CODE COLLATERAL COLLATERAL REQUIREMENTS COLLATERAL TRANSFERS CONTINGENCY PLANS CONTINUOUS AUCTIONS CONTRACTUAL ARRANGEMENTS CORPORATE BOND CORPORATE BOND MARKET CORPORATE BOND TRANSACTIONS CORPORATE BONDS CORPORATE GOVERNANCE COURT OF LAW CREDIT FACILITIES CREDIT LINE CREDIT LINES CREDIT POLICIES CREDIT POLICY CREDIT RISK CREDITORS CROSS-BORDER SETTLEMENT CROSS-BORDER SETTLEMENTS CROSS-BORDER TRANSACTIONS CUSTODIAN BANK CUSTODIAN BANKS CUSTODY DEBT DEBT SECURITIES DEFAULTS DELIVERY OF SECURITIES DEPOSIT DERIVATIVES DOMESTIC SECURITIES ENFORCEABILITY EQUITIES EQUITY MARKET EQUITY MARKET CAPITALIZATION EXCHANGE SYSTEM EXCHANGE TRANSACTION EXCHANGE TRANSACTIONS EXPOSURE FINAL SETTLEMENT FINANCIAL FAILURE FINANCIAL INSTITUTION FINANCIAL RISK FINANCIAL SECTOR FINANCIAL STABILITY FOREIGN BANKS FRAMEWORK FOR SECURITIES FUTURES GENERAL OBSERVATION GENERAL SHAREHOLDER GOVERNMENT BONDS GOVERNMENT REGULATION GOVERNMENT SECURITIES GOVERNMENT TREASURY NOTES GROSS SETTLEMENT SYSTEM GUARANTEE FUND HARMONIZATION HOLDING HOLDINGS INDIVIDUAL INVESTORS INSOLVENCY INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL BANK INVESTMENT FUND JURISDICTION JURISDICTIONS KEY PERFORMANCE INDICATORS LAWS LEGAL FRAMEWORK LEGAL PROTECTION LEGAL REQUIREMENTS LEGAL RISK LEGAL SYSTEM LENDER LENDER OF LAST RESORT LIQUIDITY LIQUIDITY PROBLEMS LIQUIDITY RISK MARKET CONDITIONS MARKET PARTICIPANTS MARKET SHARE MARKET STRUCTURE MARKET TRANSPARENCY MERGER MIGRATION MONETARY FUND MORAL HAZARD NET SETTLEMENT NEW PRODUCTS OPERATIONAL RISK OUTSTANDING AMOUNT PAYMENT OBLIGATION PAYMENT OBLIGATIONS PAYMENT SYSTEMS POWER OF ATTORNEY PRICE MOVEMENTS PRIVATE SECTOR DEVELOPMENT PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVABLE RECORD KEEPING REGULATORY BODIES REGULATORY RESPONSIBILITIES REGULATORY RESPONSIBILITY REPO REPOS RETURN RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGEMENT SYSTEM RISK PROFILE ROLLING SETTLEMENT SALARIES SECONDARY MARKET SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES ISSUER SECURITIES ISSUERS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATORS SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTION SECURITIES TRANSACTIONS SECURITY CONTROLS SETTLEMENT SETTLEMENT ARRANGEMENTS SETTLEMENT DATE SETTLEMENT OF TRADES SETTLEMENT OF TRANSACTIONS SETTLEMENT PROCEDURE SETTLEMENT RISK SETTLEMENT SERVICES SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS STATE OWNED BANKS STOCK EXCHANGE STOCK EXCHANGE MEMBER STOCK EXCHANGE MEMBERS STOCK OPTIONS STOCKS SUKUK SUPERVISORY AGENCY SYSTEMIC RISK TRADE DATE TRADE EXECUTION TRADE FOR TRADE TRADE INFORMATION TRADING TRADING PLATFORM TRADING SESSION TREASURY TREASURY STOCK TURNOVER VOLATILITY WITHDRAWAL |
| spellingShingle |
ACCESS TO INFORMATION ACCOUNT HOLDER ACCOUNT HOLDERS ACCOUNTANT ACCOUNTING ACCOUNTING PRACTICES ASSET BACKED SECURITIES ASSETS ASSUMPTION OF LIABILITY AUCTIONS AUDIT COMMITTEE AUDITS BANK DEPOSITS BANK GUARANTEES BANK INDONESIA BANK RISK BANK SETTLEMENT BANK SYSTEM BANKING INDUSTRY BANKRUPTCY BANKRUPTCY LAW BENEFICIARY BLOCK TRADES BOOK ENTRY BOOK-ENTRY BORROWER BORROWING BROKER BROKER DEALERS BUSINESS LICENSES BUSINESS PLANS CAPITAL MARKET CAPITAL MARKET LAW CAPITAL MARKETS CASE OF BANKRUPTCY CASE OF DEFAULTS CASH COLLATERAL CASH MARKET CASH PAYMENT CASH SETTLEMENT CASH SETTLEMENTS CASH TRANSFER CASH TRANSFERS CENTRAL BANK CENTRAL BANKS CENTRAL REGISTRY CENTRAL SECURITIES DEPOSITORIES CENTRAL SECURITIES DEPOSITORY CHECKS CIVIL CODE COLLATERAL COLLATERAL REQUIREMENTS COLLATERAL TRANSFERS CONTINGENCY PLANS CONTINUOUS AUCTIONS CONTRACTUAL ARRANGEMENTS CORPORATE BOND CORPORATE BOND MARKET CORPORATE BOND TRANSACTIONS CORPORATE BONDS CORPORATE GOVERNANCE COURT OF LAW CREDIT FACILITIES CREDIT LINE CREDIT LINES CREDIT POLICIES CREDIT POLICY CREDIT RISK CREDITORS CROSS-BORDER SETTLEMENT CROSS-BORDER SETTLEMENTS CROSS-BORDER TRANSACTIONS CUSTODIAN BANK CUSTODIAN BANKS CUSTODY DEBT DEBT SECURITIES DEFAULTS DELIVERY OF SECURITIES DEPOSIT DERIVATIVES DOMESTIC SECURITIES ENFORCEABILITY EQUITIES EQUITY MARKET EQUITY MARKET CAPITALIZATION EXCHANGE SYSTEM EXCHANGE TRANSACTION EXCHANGE TRANSACTIONS EXPOSURE FINAL SETTLEMENT FINANCIAL FAILURE FINANCIAL INSTITUTION FINANCIAL RISK FINANCIAL SECTOR FINANCIAL STABILITY FOREIGN BANKS FRAMEWORK FOR SECURITIES FUTURES GENERAL OBSERVATION GENERAL SHAREHOLDER GOVERNMENT BONDS GOVERNMENT REGULATION GOVERNMENT SECURITIES GOVERNMENT TREASURY NOTES GROSS SETTLEMENT SYSTEM GUARANTEE FUND HARMONIZATION HOLDING HOLDINGS INDIVIDUAL INVESTORS INSOLVENCY INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL BANK INVESTMENT FUND JURISDICTION JURISDICTIONS KEY PERFORMANCE INDICATORS LAWS LEGAL FRAMEWORK LEGAL PROTECTION LEGAL REQUIREMENTS LEGAL RISK LEGAL SYSTEM LENDER LENDER OF LAST RESORT LIQUIDITY LIQUIDITY PROBLEMS LIQUIDITY RISK MARKET CONDITIONS MARKET PARTICIPANTS MARKET SHARE MARKET STRUCTURE MARKET TRANSPARENCY MERGER MIGRATION MONETARY FUND MORAL HAZARD NET SETTLEMENT NEW PRODUCTS OPERATIONAL RISK OUTSTANDING AMOUNT PAYMENT OBLIGATION PAYMENT OBLIGATIONS PAYMENT SYSTEMS POWER OF ATTORNEY PRICE MOVEMENTS PRIVATE SECTOR DEVELOPMENT PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVABLE RECORD KEEPING REGULATORY BODIES REGULATORY RESPONSIBILITIES REGULATORY RESPONSIBILITY REPO REPOS RETURN RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGEMENT SYSTEM RISK PROFILE ROLLING SETTLEMENT SALARIES SECONDARY MARKET SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES ISSUER SECURITIES ISSUERS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATORS SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTION SECURITIES TRANSACTIONS SECURITY CONTROLS SETTLEMENT SETTLEMENT ARRANGEMENTS SETTLEMENT DATE SETTLEMENT OF TRADES SETTLEMENT OF TRANSACTIONS SETTLEMENT PROCEDURE SETTLEMENT RISK SETTLEMENT SERVICES SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS STATE OWNED BANKS STOCK EXCHANGE STOCK EXCHANGE MEMBER STOCK EXCHANGE MEMBERS STOCK OPTIONS STOCKS SUKUK SUPERVISORY AGENCY SYSTEMIC RISK TRADE DATE TRADE EXECUTION TRADE FOR TRADE TRADE INFORMATION TRADING TRADING PLATFORM TRADING SESSION TREASURY TREASURY STOCK TURNOVER VOLATILITY WITHDRAWAL International Monetary Fund World Bank Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| geographic_facet |
East Asia and Pacific Indonesia |
| description |
This assessment forms part of the joint
International Monetary Fund (IMF) World Bank Indonesia
Financial Sector Assessment Program (FSAP) which is being
undertaken during 2009-2010. The assessment, which covers
the private sector equity and corporate bonds securities
system's observance of the Committee on Payment and
Settlement Systems / International Organization of
Securities Commissions (CPSS/IOSCO) recommendations for
securities settlement systems, was conducted during an ad
hoc mission. The assessment focuses on two types of trades.
First the clearing and settlement process is assessed as
regards equity transactions traded on the stock exchange
Indonesian Stock Exchange (IDX), cleared through the
Clearing and Guarantee Corporation (KPEI) clearing system
(e-CLEARS) and settled through the Central Securities
Depository for the Stock Exchange securities (KSEI)
settlement system (C-BEST). In addition, the assessment
focuses on corporate bond transactions, which are traded
outside the exchange and settled through the KSEI settlement
system (C-BEST). |
| format |
Report |
| author |
International Monetary Fund World Bank |
| author_facet |
International Monetary Fund World Bank |
| author_sort |
International Monetary Fund |
| title |
Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| title_short |
Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| title_full |
Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| title_fullStr |
Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| title_full_unstemmed |
Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems |
| title_sort |
republic of indonesia financial sector assessment program : cpss-iosco recommendations for securities settlement systems--the equity and corporate bonds securities settlement systems |
| publisher |
World Bank, Washington, DC |
| publishDate |
2017 |
| url |
http://documents.worldbank.org/curated/en/143021468038714827/Indonesia-CPSS-IOSCO-recommendations-for-securities-settlement-systems-the-equity-and-corporate-bonds-securities-settlement-systems-detailed-assessment-of-compliance http://hdl.handle.net/10986/27739 |
| _version_ |
1764464493403832320 |
| spelling |
okr-10986-277392021-04-23T14:04:42Z Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Systems International Monetary Fund World Bank ACCESS TO INFORMATION ACCOUNT HOLDER ACCOUNT HOLDERS ACCOUNTANT ACCOUNTING ACCOUNTING PRACTICES ASSET BACKED SECURITIES ASSETS ASSUMPTION OF LIABILITY AUCTIONS AUDIT COMMITTEE AUDITS BANK DEPOSITS BANK GUARANTEES BANK INDONESIA BANK RISK BANK SETTLEMENT BANK SYSTEM BANKING INDUSTRY BANKRUPTCY BANKRUPTCY LAW BENEFICIARY BLOCK TRADES BOOK ENTRY BOOK-ENTRY BORROWER BORROWING BROKER BROKER DEALERS BUSINESS LICENSES BUSINESS PLANS CAPITAL MARKET CAPITAL MARKET LAW CAPITAL MARKETS CASE OF BANKRUPTCY CASE OF DEFAULTS CASH COLLATERAL CASH MARKET CASH PAYMENT CASH SETTLEMENT CASH SETTLEMENTS CASH TRANSFER CASH TRANSFERS CENTRAL BANK CENTRAL BANKS CENTRAL REGISTRY CENTRAL SECURITIES DEPOSITORIES CENTRAL SECURITIES DEPOSITORY CHECKS CIVIL CODE COLLATERAL COLLATERAL REQUIREMENTS COLLATERAL TRANSFERS CONTINGENCY PLANS CONTINUOUS AUCTIONS CONTRACTUAL ARRANGEMENTS CORPORATE BOND CORPORATE BOND MARKET CORPORATE BOND TRANSACTIONS CORPORATE BONDS CORPORATE GOVERNANCE COURT OF LAW CREDIT FACILITIES CREDIT LINE CREDIT LINES CREDIT POLICIES CREDIT POLICY CREDIT RISK CREDITORS CROSS-BORDER SETTLEMENT CROSS-BORDER SETTLEMENTS CROSS-BORDER TRANSACTIONS CUSTODIAN BANK CUSTODIAN BANKS CUSTODY DEBT DEBT SECURITIES DEFAULTS DELIVERY OF SECURITIES DEPOSIT DERIVATIVES DOMESTIC SECURITIES ENFORCEABILITY EQUITIES EQUITY MARKET EQUITY MARKET CAPITALIZATION EXCHANGE SYSTEM EXCHANGE TRANSACTION EXCHANGE TRANSACTIONS EXPOSURE FINAL SETTLEMENT FINANCIAL FAILURE FINANCIAL INSTITUTION FINANCIAL RISK FINANCIAL SECTOR FINANCIAL STABILITY FOREIGN BANKS FRAMEWORK FOR SECURITIES FUTURES GENERAL OBSERVATION GENERAL SHAREHOLDER GOVERNMENT BONDS GOVERNMENT REGULATION GOVERNMENT SECURITIES GOVERNMENT TREASURY NOTES GROSS SETTLEMENT SYSTEM GUARANTEE FUND HARMONIZATION HOLDING HOLDINGS INDIVIDUAL INVESTORS INSOLVENCY INSTITUTIONAL INVESTORS INTERNAL AUDIT INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL BANK INVESTMENT FUND JURISDICTION JURISDICTIONS KEY PERFORMANCE INDICATORS LAWS LEGAL FRAMEWORK LEGAL PROTECTION LEGAL REQUIREMENTS LEGAL RISK LEGAL SYSTEM LENDER LENDER OF LAST RESORT LIQUIDITY LIQUIDITY PROBLEMS LIQUIDITY RISK MARKET CONDITIONS MARKET PARTICIPANTS MARKET SHARE MARKET STRUCTURE MARKET TRANSPARENCY MERGER MIGRATION MONETARY FUND MORAL HAZARD NET SETTLEMENT NEW PRODUCTS OPERATIONAL RISK OUTSTANDING AMOUNT PAYMENT OBLIGATION PAYMENT OBLIGATIONS PAYMENT SYSTEMS POWER OF ATTORNEY PRICE MOVEMENTS PRIVATE SECTOR DEVELOPMENT PRUDENTIAL SUPERVISION REAL TIME GROSS SETTLEMENT RECEIVABLE RECORD KEEPING REGULATORY BODIES REGULATORY RESPONSIBILITIES REGULATORY RESPONSIBILITY REPO REPOS RETURN RISK CONTROLS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGEMENT SYSTEM RISK PROFILE ROLLING SETTLEMENT SALARIES SECONDARY MARKET SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES ISSUER SECURITIES ISSUERS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATORS SECURITIES SETTLEMENT SECURITIES SETTLEMENT SYSTEM SECURITIES SETTLEMENT SYSTEMS SECURITIES SETTLEMENTS SECURITIES TRANSACTION SECURITIES TRANSACTIONS SECURITY CONTROLS SETTLEMENT SETTLEMENT ARRANGEMENTS SETTLEMENT DATE SETTLEMENT OF TRADES SETTLEMENT OF TRANSACTIONS SETTLEMENT PROCEDURE SETTLEMENT RISK SETTLEMENT SERVICES SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS STATE OWNED BANKS STOCK EXCHANGE STOCK EXCHANGE MEMBER STOCK EXCHANGE MEMBERS STOCK OPTIONS STOCKS SUKUK SUPERVISORY AGENCY SYSTEMIC RISK TRADE DATE TRADE EXECUTION TRADE FOR TRADE TRADE INFORMATION TRADING TRADING PLATFORM TRADING SESSION TREASURY TREASURY STOCK TURNOVER VOLATILITY WITHDRAWAL This assessment forms part of the joint International Monetary Fund (IMF) World Bank Indonesia Financial Sector Assessment Program (FSAP) which is being undertaken during 2009-2010. The assessment, which covers the private sector equity and corporate bonds securities system's observance of the Committee on Payment and Settlement Systems / International Organization of Securities Commissions (CPSS/IOSCO) recommendations for securities settlement systems, was conducted during an ad hoc mission. The assessment focuses on two types of trades. First the clearing and settlement process is assessed as regards equity transactions traded on the stock exchange Indonesian Stock Exchange (IDX), cleared through the Clearing and Guarantee Corporation (KPEI) clearing system (e-CLEARS) and settled through the Central Securities Depository for the Stock Exchange securities (KSEI) settlement system (C-BEST). In addition, the assessment focuses on corporate bond transactions, which are traded outside the exchange and settled through the KSEI settlement system (C-BEST). 2017-08-10T21:33:20Z 2017-08-10T21:33:20Z 2010-11 Report http://documents.worldbank.org/curated/en/143021468038714827/Indonesia-CPSS-IOSCO-recommendations-for-securities-settlement-systems-the-equity-and-corporate-bonds-securities-settlement-systems-detailed-assessment-of-compliance http://hdl.handle.net/10986/27739 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo World Bank World Bank, Washington, DC Economic & Sector Work :: Financial Sector Assessment Program Economic & Sector Work East Asia and Pacific Indonesia |