Analyzing Banking Risk : A Framework for Assessing Corporate Governance and Risk Management, Third Edition
This publication aims to complement existing methodologies by establishing a comprehensive framework for the assessment of banks, not only by using financial data, but also by considering corporate governance. It argues that each of the key players...
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| Format: | Publication |
| Language: | English |
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World Bank
2012
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| Online Access: | http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090422084743 http://hdl.handle.net/10986/2618 |
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okr-10986-2618 |
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| recordtype |
oai_dc |
| repository_type |
Digital Repository |
| institution_category |
Foreign Institution |
| institution |
Digital Repositories |
| building |
World Bank Open Knowledge Repository |
| collection |
World Bank |
| language |
English |
| topic |
ACCESS TO FUNDS ACCOUNTABILITY ACCOUNTING ACCOUNTING PRACTICES ACCOUNTING PRINCIPLES ACCOUNTING STANDARDS ACCOUNTING SYSTEMS ADEQUATE DISCLOSURE ALM ARBITRAGE ASSET CLASSIFICATION ASSET GROWTH ASSET-LIABILITY MANAGEMENT AUDITING AUDITORS AUTONOMY BALANCE SHEET BALANCE SHEET GROWTH BALANCE SHEETS BANK EXPOSURE BANK FAILURES BANK LIQUIDITY BANK MANAGEMENT BANK OPERATIONS BANK SUPERVISORS BANKING INDUSTRY BANKING LAW BANKING LEGISLATION BANKING RISKS BANKING SECTOR BANKING SERVICES BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BOARDS OF DIRECTORS BUSINESS ENVIRONMENT CAPITAL ADEQUACY CAPITAL ALLOCATION CAPITAL MARKETS CAPITAL PLANNING CAPITAL REQUIREMENT CAPITAL REQUIREMENTS CAPITAL STRUCTURE CASH FLOW CASH FLOW ANALYSIS CASH FLOWS CENTRAL BANKING CENTRAL BANKING POLICY CENTRAL BANKS COMMERCIAL BANKS CONNECTED LENDING CONSOLIDATED SUPERVISION COPYRIGHT CLEARANCE COPYRIGHT CLEARANCE CENTER CORPORATE GOVERNANCE CORPORATE GOVERNANCE FRAMEWORK COST OF CAPITAL CREDIT RISK CREDIT RISK ASSESSMENT CREDIT RISK MANAGEMENT CURRENCY CURRENCY RISK CURRENT ASSETS CUSTOMER ACQUISITION DEBT DEPOSIT DEPOSIT INSURANCE DEPOSITS DEREGULATION DERIVATIVE INSTRUMENTS DISCLOSURE REQUIREMENTS DIVIDEND PAYOUT DUE DILIGENCE ECONOMIC CONDITIONS EMPLOYMENT ENFORCEMENT POWERS ENVIRONMENTAL RISKS EQUITY INSTRUMENTS ETHICAL BEHAVIOR EXPOSURE TO RISK EXPOSURES EXTERNAL AUDITORS FAILURE RESOLUTION FINANCIAL ANALYSES FINANCIAL ASSETS FINANCIAL CRISES FINANCIAL DATA FINANCIAL DERIVATIVES FINANCIAL ENGINEERING FINANCIAL FLOWS FINANCIAL INFRASTRUCTURE FINANCIAL INNOVATION FINANCIAL INSTITUTIONS FINANCIAL INSTRUMENTS FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL PERFORMANCE FINANCIAL PLANNING FINANCIAL RATIOS FINANCIAL RISK FINANCIAL RISKS FINANCIAL SECTOR FINANCIAL SECTOR DEVELOPMENT FINANCIAL SECTOR INFRASTRUCTURE FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STATEMENT ANALYSIS FINANCIAL STATEMENTS FINANCIAL STRUCTURE FINANCIAL SYSTEM FINANCIAL SYSTEMS FOREIGN BANKS FOREIGN CURRENCY FOREIGN EXCHANGE FRAUD FULL DISCLOSURE FUTURES INCOME STATEMENTS INSTITUTIONAL DEVELOPMENT INSURANCE INTEREST INCOME INTEREST RATE INTEREST RATE RISK INTEREST RATES INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL FINANCIAL MARKETS INTERNATIONAL SUPERVISORY STANDARDS INVESTMENT DECISIONS INVESTMENT POLICY INVESTMENT PORTFOLIOS JURISDICTIONS KNOWLEDGE DEVELOPMENT LAWS LEGAL FRAMEWORK LEGAL INFRASTRUCTURE LIABILITY MANAGEMENT LIBERALIZATION LIQUID ASSETS LIQUIDATION LIQUIDITY RISK LOAN LOSS PROVISIONS LOAN PORTFOLIO QUALITY LOANS TO CUSTOMERS MACROECONOMIC CONDITIONS MACROECONOMIC POLICY MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET DISCIPLINE MARKET INDICES MARKET PARTICIPANTS MARKET PERFORMANCE MARKET RISK MARKET VALUE MARKET VOLATILITY MARKETABLE SECURITIES MATURITIES MATURITY OF LOANS MISMANAGEMENT MONETARY AUTHORITIES MONETARY POLICY MORAL HAZARD NEW PRODUCTS NONBANKS OPERATING INCOME OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SYSTEMS POLITICAL RISKS PORTFOLIO PRICE MOVEMENTS PROFITABILITY PRUDENTIAL REGULATIONS RATING AGENCIES REGULATORS REGULATORY AUTHORITIES REGULATORY CAPITAL REGULATORY ENVIRONMENT REGULATORY FRAMEWORK RETURN ON ASSETS RETURN ON EQUITY RISK EXPOSURE RISK EXPOSURES RISK FACTORS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGER RISK MANAGERS RISK MEASUREMENT RISK WEIGHTS SAFETY NETS SHAREHOLDER SHAREHOLDERS SUBSIDIARIES SUPERVISORY AUTHORITIES SYSTEMIC RISK TECHNICAL ASSISTANCE TIER 2 CAPITAL TRADITIONAL BANKING TRANSPARENCY TREASURY UNIVERSAL BANKING VOLATILITY WORKING CAPITAL |
| spellingShingle |
ACCESS TO FUNDS ACCOUNTABILITY ACCOUNTING ACCOUNTING PRACTICES ACCOUNTING PRINCIPLES ACCOUNTING STANDARDS ACCOUNTING SYSTEMS ADEQUATE DISCLOSURE ALM ARBITRAGE ASSET CLASSIFICATION ASSET GROWTH ASSET-LIABILITY MANAGEMENT AUDITING AUDITORS AUTONOMY BALANCE SHEET BALANCE SHEET GROWTH BALANCE SHEETS BANK EXPOSURE BANK FAILURES BANK LIQUIDITY BANK MANAGEMENT BANK OPERATIONS BANK SUPERVISORS BANKING INDUSTRY BANKING LAW BANKING LEGISLATION BANKING RISKS BANKING SECTOR BANKING SERVICES BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BOARDS OF DIRECTORS BUSINESS ENVIRONMENT CAPITAL ADEQUACY CAPITAL ALLOCATION CAPITAL MARKETS CAPITAL PLANNING CAPITAL REQUIREMENT CAPITAL REQUIREMENTS CAPITAL STRUCTURE CASH FLOW CASH FLOW ANALYSIS CASH FLOWS CENTRAL BANKING CENTRAL BANKING POLICY CENTRAL BANKS COMMERCIAL BANKS CONNECTED LENDING CONSOLIDATED SUPERVISION COPYRIGHT CLEARANCE COPYRIGHT CLEARANCE CENTER CORPORATE GOVERNANCE CORPORATE GOVERNANCE FRAMEWORK COST OF CAPITAL CREDIT RISK CREDIT RISK ASSESSMENT CREDIT RISK MANAGEMENT CURRENCY CURRENCY RISK CURRENT ASSETS CUSTOMER ACQUISITION DEBT DEPOSIT DEPOSIT INSURANCE DEPOSITS DEREGULATION DERIVATIVE INSTRUMENTS DISCLOSURE REQUIREMENTS DIVIDEND PAYOUT DUE DILIGENCE ECONOMIC CONDITIONS EMPLOYMENT ENFORCEMENT POWERS ENVIRONMENTAL RISKS EQUITY INSTRUMENTS ETHICAL BEHAVIOR EXPOSURE TO RISK EXPOSURES EXTERNAL AUDITORS FAILURE RESOLUTION FINANCIAL ANALYSES FINANCIAL ASSETS FINANCIAL CRISES FINANCIAL DATA FINANCIAL DERIVATIVES FINANCIAL ENGINEERING FINANCIAL FLOWS FINANCIAL INFRASTRUCTURE FINANCIAL INNOVATION FINANCIAL INSTITUTIONS FINANCIAL INSTRUMENTS FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL PERFORMANCE FINANCIAL PLANNING FINANCIAL RATIOS FINANCIAL RISK FINANCIAL RISKS FINANCIAL SECTOR FINANCIAL SECTOR DEVELOPMENT FINANCIAL SECTOR INFRASTRUCTURE FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STATEMENT ANALYSIS FINANCIAL STATEMENTS FINANCIAL STRUCTURE FINANCIAL SYSTEM FINANCIAL SYSTEMS FOREIGN BANKS FOREIGN CURRENCY FOREIGN EXCHANGE FRAUD FULL DISCLOSURE FUTURES INCOME STATEMENTS INSTITUTIONAL DEVELOPMENT INSURANCE INTEREST INCOME INTEREST RATE INTEREST RATE RISK INTEREST RATES INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL FINANCIAL MARKETS INTERNATIONAL SUPERVISORY STANDARDS INVESTMENT DECISIONS INVESTMENT POLICY INVESTMENT PORTFOLIOS JURISDICTIONS KNOWLEDGE DEVELOPMENT LAWS LEGAL FRAMEWORK LEGAL INFRASTRUCTURE LIABILITY MANAGEMENT LIBERALIZATION LIQUID ASSETS LIQUIDATION LIQUIDITY RISK LOAN LOSS PROVISIONS LOAN PORTFOLIO QUALITY LOANS TO CUSTOMERS MACROECONOMIC CONDITIONS MACROECONOMIC POLICY MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET DISCIPLINE MARKET INDICES MARKET PARTICIPANTS MARKET PERFORMANCE MARKET RISK MARKET VALUE MARKET VOLATILITY MARKETABLE SECURITIES MATURITIES MATURITY OF LOANS MISMANAGEMENT MONETARY AUTHORITIES MONETARY POLICY MORAL HAZARD NEW PRODUCTS NONBANKS OPERATING INCOME OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SYSTEMS POLITICAL RISKS PORTFOLIO PRICE MOVEMENTS PROFITABILITY PRUDENTIAL REGULATIONS RATING AGENCIES REGULATORS REGULATORY AUTHORITIES REGULATORY CAPITAL REGULATORY ENVIRONMENT REGULATORY FRAMEWORK RETURN ON ASSETS RETURN ON EQUITY RISK EXPOSURE RISK EXPOSURES RISK FACTORS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGER RISK MANAGERS RISK MEASUREMENT RISK WEIGHTS SAFETY NETS SHAREHOLDER SHAREHOLDERS SUBSIDIARIES SUPERVISORY AUTHORITIES SYSTEMIC RISK TECHNICAL ASSISTANCE TIER 2 CAPITAL TRADITIONAL BANKING TRANSPARENCY TREASURY UNIVERSAL BANKING VOLATILITY WORKING CAPITAL Van Greuning, Hennie Brajovic Bratanovic, Sonja Analyzing Banking Risk : A Framework for Assessing Corporate Governance and Risk Management, Third Edition |
| description |
This publication aims to complement
existing methodologies by establishing a comprehensive
framework for the assessment of banks, not only by using
financial data, but also by considering corporate
governance. It argues that each of the key players in the
corporate governance process (such as shareholders,
directors, executive managers, and internal and external
auditors) is responsible for some component of financial and
operational risk management. Following a holistic overview
of bank analysis in chapter two, the importance of banking
supervision in the context of corporate governance is
discussed in chapter three. This chapter also considers the
partnership approach and the emerging framework for
corporate governance and risk management, as well as the
identification and allocation of tasks as part of the risk
management process. The framework for risk management is
further discussed in chapters four through eleven. |
| format |
Publications & Research :: Publication |
| author |
Van Greuning, Hennie Brajovic Bratanovic, Sonja |
| author_facet |
Van Greuning, Hennie Brajovic Bratanovic, Sonja |
| author_sort |
Van Greuning, Hennie |
| title |
Analyzing Banking Risk : A Framework
for Assessing Corporate Governance and Risk Management, Third Edition |
| title_short |
Analyzing Banking Risk : A Framework
for Assessing Corporate Governance and Risk Management, Third Edition |
| title_full |
Analyzing Banking Risk : A Framework
for Assessing Corporate Governance and Risk Management, Third Edition |
| title_fullStr |
Analyzing Banking Risk : A Framework
for Assessing Corporate Governance and Risk Management, Third Edition |
| title_full_unstemmed |
Analyzing Banking Risk : A Framework
for Assessing Corporate Governance and Risk Management, Third Edition |
| title_sort |
analyzing banking risk : a framework
for assessing corporate governance and risk management, third edition |
| publisher |
World Bank |
| publishDate |
2012 |
| url |
http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090422084743 http://hdl.handle.net/10986/2618 |
| _version_ |
1764385715045531648 |
| spelling |
okr-10986-26182021-04-23T14:02:03Z Analyzing Banking Risk : A Framework for Assessing Corporate Governance and Risk Management, Third Edition Van Greuning, Hennie Brajovic Bratanovic, Sonja ACCESS TO FUNDS ACCOUNTABILITY ACCOUNTING ACCOUNTING PRACTICES ACCOUNTING PRINCIPLES ACCOUNTING STANDARDS ACCOUNTING SYSTEMS ADEQUATE DISCLOSURE ALM ARBITRAGE ASSET CLASSIFICATION ASSET GROWTH ASSET-LIABILITY MANAGEMENT AUDITING AUDITORS AUTONOMY BALANCE SHEET BALANCE SHEET GROWTH BALANCE SHEETS BANK EXPOSURE BANK FAILURES BANK LIQUIDITY BANK MANAGEMENT BANK OPERATIONS BANK SUPERVISORS BANKING INDUSTRY BANKING LAW BANKING LEGISLATION BANKING RISKS BANKING SECTOR BANKING SERVICES BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BOARDS OF DIRECTORS BUSINESS ENVIRONMENT CAPITAL ADEQUACY CAPITAL ALLOCATION CAPITAL MARKETS CAPITAL PLANNING CAPITAL REQUIREMENT CAPITAL REQUIREMENTS CAPITAL STRUCTURE CASH FLOW CASH FLOW ANALYSIS CASH FLOWS CENTRAL BANKING CENTRAL BANKING POLICY CENTRAL BANKS COMMERCIAL BANKS CONNECTED LENDING CONSOLIDATED SUPERVISION COPYRIGHT CLEARANCE COPYRIGHT CLEARANCE CENTER CORPORATE GOVERNANCE CORPORATE GOVERNANCE FRAMEWORK COST OF CAPITAL CREDIT RISK CREDIT RISK ASSESSMENT CREDIT RISK MANAGEMENT CURRENCY CURRENCY RISK CURRENT ASSETS CUSTOMER ACQUISITION DEBT DEPOSIT DEPOSIT INSURANCE DEPOSITS DEREGULATION DERIVATIVE INSTRUMENTS DISCLOSURE REQUIREMENTS DIVIDEND PAYOUT DUE DILIGENCE ECONOMIC CONDITIONS EMPLOYMENT ENFORCEMENT POWERS ENVIRONMENTAL RISKS EQUITY INSTRUMENTS ETHICAL BEHAVIOR EXPOSURE TO RISK EXPOSURES EXTERNAL AUDITORS FAILURE RESOLUTION FINANCIAL ANALYSES FINANCIAL ASSETS FINANCIAL CRISES FINANCIAL DATA FINANCIAL DERIVATIVES FINANCIAL ENGINEERING FINANCIAL FLOWS FINANCIAL INFRASTRUCTURE FINANCIAL INNOVATION FINANCIAL INSTITUTIONS FINANCIAL INSTRUMENTS FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL PERFORMANCE FINANCIAL PLANNING FINANCIAL RATIOS FINANCIAL RISK FINANCIAL RISKS FINANCIAL SECTOR FINANCIAL SECTOR DEVELOPMENT FINANCIAL SECTOR INFRASTRUCTURE FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STATEMENT ANALYSIS FINANCIAL STATEMENTS FINANCIAL STRUCTURE FINANCIAL SYSTEM FINANCIAL SYSTEMS FOREIGN BANKS FOREIGN CURRENCY FOREIGN EXCHANGE FRAUD FULL DISCLOSURE FUTURES INCOME STATEMENTS INSTITUTIONAL DEVELOPMENT INSURANCE INTEREST INCOME INTEREST RATE INTEREST RATE RISK INTEREST RATES INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL FINANCIAL MARKETS INTERNATIONAL SUPERVISORY STANDARDS INVESTMENT DECISIONS INVESTMENT POLICY INVESTMENT PORTFOLIOS JURISDICTIONS KNOWLEDGE DEVELOPMENT LAWS LEGAL FRAMEWORK LEGAL INFRASTRUCTURE LIABILITY MANAGEMENT LIBERALIZATION LIQUID ASSETS LIQUIDATION LIQUIDITY RISK LOAN LOSS PROVISIONS LOAN PORTFOLIO QUALITY LOANS TO CUSTOMERS MACROECONOMIC CONDITIONS MACROECONOMIC POLICY MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET DISCIPLINE MARKET INDICES MARKET PARTICIPANTS MARKET PERFORMANCE MARKET RISK MARKET VALUE MARKET VOLATILITY MARKETABLE SECURITIES MATURITIES MATURITY OF LOANS MISMANAGEMENT MONETARY AUTHORITIES MONETARY POLICY MORAL HAZARD NEW PRODUCTS NONBANKS OPERATING INCOME OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SYSTEMS POLITICAL RISKS PORTFOLIO PRICE MOVEMENTS PROFITABILITY PRUDENTIAL REGULATIONS RATING AGENCIES REGULATORS REGULATORY AUTHORITIES REGULATORY CAPITAL REGULATORY ENVIRONMENT REGULATORY FRAMEWORK RETURN ON ASSETS RETURN ON EQUITY RISK EXPOSURE RISK EXPOSURES RISK FACTORS RISK MANAGEMENT RISK MANAGEMENT POLICIES RISK MANAGEMENT POLICY RISK MANAGER RISK MANAGERS RISK MEASUREMENT RISK WEIGHTS SAFETY NETS SHAREHOLDER SHAREHOLDERS SUBSIDIARIES SUPERVISORY AUTHORITIES SYSTEMIC RISK TECHNICAL ASSISTANCE TIER 2 CAPITAL TRADITIONAL BANKING TRANSPARENCY TREASURY UNIVERSAL BANKING VOLATILITY WORKING CAPITAL This publication aims to complement existing methodologies by establishing a comprehensive framework for the assessment of banks, not only by using financial data, but also by considering corporate governance. It argues that each of the key players in the corporate governance process (such as shareholders, directors, executive managers, and internal and external auditors) is responsible for some component of financial and operational risk management. Following a holistic overview of bank analysis in chapter two, the importance of banking supervision in the context of corporate governance is discussed in chapter three. This chapter also considers the partnership approach and the emerging framework for corporate governance and risk management, as well as the identification and allocation of tasks as part of the risk management process. The framework for risk management is further discussed in chapters four through eleven. 2012-03-19T10:03:10Z 2012-03-19T10:03:10Z 2009-04-01 http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090422084743 978-0-8213-7728-4 http://hdl.handle.net/10986/2618 English CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo World Bank World Bank Publications & Research :: Publication Publications & Research :: Publication |