Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods

Intergovernmental finance is a significant source of sub-national finance in most countries. In both industrial and developing countries, formula based "manna from heaven" general purpose transfers dominate but co-exist with highly intrus...

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Main Author: Shah, Anwar
Format: Policy Research Working Paper
Language:English
en_US
Published: World Bank, Washington, DC 2014
Subjects:
TAX
Online Access:http://documents.worldbank.org/curated/en/2010/01/11633540/sponsoring-race-top-case-results-based-intergovernmental-finance-merit-goods
http://hdl.handle.net/10986/19948
id okr-10986-19948
recordtype oai_dc
repository_type Digital Repository
institution_category Foreign Institution
institution Digital Repositories
building World Bank Open Knowledge Repository
collection World Bank
language English
en_US
topic ABSENTEEISM
ACADEMIC ACHIEVEMENT
ACCESS TO EDUCATION
ACCOUNTABILITY
ACCOUNTABILITY FOR RESULTS
ACCOUNTABILITY FRAMEWORK
ACCOUNTABILITY REGIME
ACCREDITATION
AD HOC GRANTS
ADJUSTMENT LENDING
ADMINISTRATIVE EXPENDITURE
ALLOCATION CHOICES
ANNUAL BUDGET
AUDITS
AUTONOMY
BACHELORS DEGREES
BUDGET ALLOCATIONS
BUDGET ESTIMATES
BUDGET RESOURCES
BUDGETARY ALLOCATIONS
BUDGETARY AUTONOMY
CAPACITY BUILDING
CAPITAL GRANTS
CAPITAL MARKET
CAPITATION GRANT
CHARTER SCHOOLS
CIVIC ENGAGEMENT
CIVIL SERVICE
CONDITIONALITY
DATA COLLECTION
DECENTRALIZATION
DEVELOPMENT CHARGES
DISSERTATIONS
DISTRICT GOVERNMENTS
DROPOUT RATES
EDUCATION BUDGET
EDUCATION FINANCE
EDUCATION POLICY
EDUCATION PROGRAM
EDUCATION PROGRAMS
EDUCATION REFORM
EDUCATION SECTOR
EDUCATION SERVICES
EDUCATIONAL PRACTICE
EMPLOYMENT
ENDOWMENTS
ENROLLMENT GROWTH
EQUALIZATION
EQUITY OBJECTIVES
ETHNIC GROUPS
EXPENDITURE DECISIONS
EXPENDITURES
FEDERAL FUNDS
FEDERAL REVENUE SHARING
FEDERAL TRANSFERS
FINANCIAL COMPLIANCE
FINANCIAL REPORTING
FISCAL ACCOUNTABILITY
FISCAL CAPACITY
FISCAL DECENTRALIZATION
FISCAL FEDERALISM
FISCAL MANAGEMENT
FISCAL REFORM
FISCAL REFORMS
FISCAL TRANSFERS
FUNGIBILITY
GENERAL REVENUE SHARING
GOVERNMENT EXPENDITURE
GOVERNMENT FINANCES
GRADUATION RATES
GRANT ALLOCATION
GRANT DESIGN
GRANT DESIGNS
GRANT FUNDS
GRANT PROGRAM
GRANT PROGRAMS
HEALTH CARE
HEALTH SECTOR
HEALTH SERVICES
HIGHER EDUCATION
HIGHER EDUCATION FINANCE
HIGHER EDUCATION FINANCING
HIGHER EDUCATION MANAGEMENT
HIGHER EDUCATION SYSTEM
HUMAN DEVELOPMENT
INFORMATION FLOWS
INSTRUCTION
INSURANCE
INTERGOVERNMENTAL FINANCE
INTERGOVERNMENTAL TRANSFERS
INTERNAL AUDIT
INTERNATIONAL BANK
LACK OF ACCESS
LAWS
LEARNING
LEGISLATION
LEVEL PLAYING FIELD
LITERACY
LOCAL AUTONOMY
LOCAL FINANCE
LOCAL FINANCING
LOCAL GOVERNMENT
LOCAL GOVERNMENT AUTONOMY
LOCAL GOVERNMENTS
LOCAL TAXES
MANDATES
MATCHING GRANTS
MERIT GOODS
MINISTRY OF FINANCE
MONITOR PERFORMANCE
MUNICIPAL GOVERNMENT
MUNICIPAL GOVERNMENTS
MUNICIPALITIES
NATIONAL ECONOMY
NATIONAL GOVERNMENT
NATIONAL MINIMUM STANDARDS
NATIONAL PRIORITY
OPPORTUNISTIC BEHAVIOR
OUTPUT MEASURES
PAPERS
PENALTIES
PERFORMANCE CRITERIA
PERFORMANCE DATA
PERFORMANCE IMPROVEMENT
PERFORMANCE INDICATORS
PERFORMANCE MEASURES
PERFORMANCE ORIENTATION
PERFORMANCE REPORTING
PERFORMANCE TARGETS
PERVERSE INCENTIVES
POLITICIANS
PORK BARREL
PRIVATE GOODS
PRIVATE PROVIDERS
PRIVATE SCHOOLS
PRIVATE SECTOR
PROFESSORS
PROGRAM IMPLEMENTATION
PROGRAM OBJECTIVES
PROPERTY TAX
PROPERTY TAXES
PROVISIONS
PUBLIC
PUBLIC ADMINISTRATION
PUBLIC EDUCATION
PUBLIC EXPENDITURE
PUBLIC EXPENDITURE REFORM
PUBLIC EXPENDITURE REVIEW
PUBLIC GOODS
PUBLIC MANAGEMENT
PUBLIC MANAGERS
PUBLIC OFFICIALS
PUBLIC OWNERSHIP
PUBLIC POLICIES
PUBLIC SCHOOLS
PUBLIC SECTOR
PUBLIC SERVICE
PUBLIC SERVICE DELIVERY
PUBLIC SERVICE PROVISION
PUBLIC SERVICES
PUBLIC SPENDING
PUBLIC USE
QUALITY OF TEACHING
RECEIPT
REGIONAL GOVERNMENTS
RESEARCH GRANTS
REVENUE SHARING
REVENUE SHARING PROGRAMS
REVENUE SOURCES
ROAD MAINTENANCE
ROAD NETWORK
ROADS
SAVINGS
SCHOOL FINANCE
SCHOOL IMPROVEMENT
SCHOOL PERFORMANCE
SCHOOLS
SECONDARY EDUCATION
SERVICE DELIVERY FUNCTIONS
SOCIAL ASSISTANCE
SOCIAL INSURANCE
SOCIAL OUTCOMES
SOCIAL SCIENCES
SOCIAL WELFARE
SPENDING LEVELS
STATE EDUCATION
STATE GRANTS
STREET LIGHTING
STREETS
STUDENT ACHIEVEMENT
STUDENT ENROLLMENTS
SUBNATIONAL FINANCE
SUBSIDIARITY PRINCIPLE
TAX
TAX COMPETITION
TAX EFFORT
TAX REVENUES
TAX SHARING
TAXPAYERS
TEACHER
TEACHERS
TERTIARY EDUCATION
TRANSACTION COSTS
TRANSACTIONS COSTS
TRANSPARENCY
TREASURY
TUITION
UNION
UNIONS
UNIVERSAL ACCESS
UNIVERSITIES
UNIVERSITY FINANCE
UNIVERSITY FINANCES
USER CHARGES
spellingShingle ABSENTEEISM
ACADEMIC ACHIEVEMENT
ACCESS TO EDUCATION
ACCOUNTABILITY
ACCOUNTABILITY FOR RESULTS
ACCOUNTABILITY FRAMEWORK
ACCOUNTABILITY REGIME
ACCREDITATION
AD HOC GRANTS
ADJUSTMENT LENDING
ADMINISTRATIVE EXPENDITURE
ALLOCATION CHOICES
ANNUAL BUDGET
AUDITS
AUTONOMY
BACHELORS DEGREES
BUDGET ALLOCATIONS
BUDGET ESTIMATES
BUDGET RESOURCES
BUDGETARY ALLOCATIONS
BUDGETARY AUTONOMY
CAPACITY BUILDING
CAPITAL GRANTS
CAPITAL MARKET
CAPITATION GRANT
CHARTER SCHOOLS
CIVIC ENGAGEMENT
CIVIL SERVICE
CONDITIONALITY
DATA COLLECTION
DECENTRALIZATION
DEVELOPMENT CHARGES
DISSERTATIONS
DISTRICT GOVERNMENTS
DROPOUT RATES
EDUCATION BUDGET
EDUCATION FINANCE
EDUCATION POLICY
EDUCATION PROGRAM
EDUCATION PROGRAMS
EDUCATION REFORM
EDUCATION SECTOR
EDUCATION SERVICES
EDUCATIONAL PRACTICE
EMPLOYMENT
ENDOWMENTS
ENROLLMENT GROWTH
EQUALIZATION
EQUITY OBJECTIVES
ETHNIC GROUPS
EXPENDITURE DECISIONS
EXPENDITURES
FEDERAL FUNDS
FEDERAL REVENUE SHARING
FEDERAL TRANSFERS
FINANCIAL COMPLIANCE
FINANCIAL REPORTING
FISCAL ACCOUNTABILITY
FISCAL CAPACITY
FISCAL DECENTRALIZATION
FISCAL FEDERALISM
FISCAL MANAGEMENT
FISCAL REFORM
FISCAL REFORMS
FISCAL TRANSFERS
FUNGIBILITY
GENERAL REVENUE SHARING
GOVERNMENT EXPENDITURE
GOVERNMENT FINANCES
GRADUATION RATES
GRANT ALLOCATION
GRANT DESIGN
GRANT DESIGNS
GRANT FUNDS
GRANT PROGRAM
GRANT PROGRAMS
HEALTH CARE
HEALTH SECTOR
HEALTH SERVICES
HIGHER EDUCATION
HIGHER EDUCATION FINANCE
HIGHER EDUCATION FINANCING
HIGHER EDUCATION MANAGEMENT
HIGHER EDUCATION SYSTEM
HUMAN DEVELOPMENT
INFORMATION FLOWS
INSTRUCTION
INSURANCE
INTERGOVERNMENTAL FINANCE
INTERGOVERNMENTAL TRANSFERS
INTERNAL AUDIT
INTERNATIONAL BANK
LACK OF ACCESS
LAWS
LEARNING
LEGISLATION
LEVEL PLAYING FIELD
LITERACY
LOCAL AUTONOMY
LOCAL FINANCE
LOCAL FINANCING
LOCAL GOVERNMENT
LOCAL GOVERNMENT AUTONOMY
LOCAL GOVERNMENTS
LOCAL TAXES
MANDATES
MATCHING GRANTS
MERIT GOODS
MINISTRY OF FINANCE
MONITOR PERFORMANCE
MUNICIPAL GOVERNMENT
MUNICIPAL GOVERNMENTS
MUNICIPALITIES
NATIONAL ECONOMY
NATIONAL GOVERNMENT
NATIONAL MINIMUM STANDARDS
NATIONAL PRIORITY
OPPORTUNISTIC BEHAVIOR
OUTPUT MEASURES
PAPERS
PENALTIES
PERFORMANCE CRITERIA
PERFORMANCE DATA
PERFORMANCE IMPROVEMENT
PERFORMANCE INDICATORS
PERFORMANCE MEASURES
PERFORMANCE ORIENTATION
PERFORMANCE REPORTING
PERFORMANCE TARGETS
PERVERSE INCENTIVES
POLITICIANS
PORK BARREL
PRIVATE GOODS
PRIVATE PROVIDERS
PRIVATE SCHOOLS
PRIVATE SECTOR
PROFESSORS
PROGRAM IMPLEMENTATION
PROGRAM OBJECTIVES
PROPERTY TAX
PROPERTY TAXES
PROVISIONS
PUBLIC
PUBLIC ADMINISTRATION
PUBLIC EDUCATION
PUBLIC EXPENDITURE
PUBLIC EXPENDITURE REFORM
PUBLIC EXPENDITURE REVIEW
PUBLIC GOODS
PUBLIC MANAGEMENT
PUBLIC MANAGERS
PUBLIC OFFICIALS
PUBLIC OWNERSHIP
PUBLIC POLICIES
PUBLIC SCHOOLS
PUBLIC SECTOR
PUBLIC SERVICE
PUBLIC SERVICE DELIVERY
PUBLIC SERVICE PROVISION
PUBLIC SERVICES
PUBLIC SPENDING
PUBLIC USE
QUALITY OF TEACHING
RECEIPT
REGIONAL GOVERNMENTS
RESEARCH GRANTS
REVENUE SHARING
REVENUE SHARING PROGRAMS
REVENUE SOURCES
ROAD MAINTENANCE
ROAD NETWORK
ROADS
SAVINGS
SCHOOL FINANCE
SCHOOL IMPROVEMENT
SCHOOL PERFORMANCE
SCHOOLS
SECONDARY EDUCATION
SERVICE DELIVERY FUNCTIONS
SOCIAL ASSISTANCE
SOCIAL INSURANCE
SOCIAL OUTCOMES
SOCIAL SCIENCES
SOCIAL WELFARE
SPENDING LEVELS
STATE EDUCATION
STATE GRANTS
STREET LIGHTING
STREETS
STUDENT ACHIEVEMENT
STUDENT ENROLLMENTS
SUBNATIONAL FINANCE
SUBSIDIARITY PRINCIPLE
TAX
TAX COMPETITION
TAX EFFORT
TAX REVENUES
TAX SHARING
TAXPAYERS
TEACHER
TEACHERS
TERTIARY EDUCATION
TRANSACTION COSTS
TRANSACTIONS COSTS
TRANSPARENCY
TREASURY
TUITION
UNION
UNIONS
UNIVERSAL ACCESS
UNIVERSITIES
UNIVERSITY FINANCE
UNIVERSITY FINANCES
USER CHARGES
Shah, Anwar
Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
relation Policy Research Working Paper;No. 5172
description Intergovernmental finance is a significant source of sub-national finance in most countries. In both industrial and developing countries, formula based "manna from heaven" general purpose transfers dominate but co-exist with highly intrusive micro-managed "command and control" specific purpose transfers. Both these types of transfers undermine political and fiscal accountability. Reforms to bring in design elements that incorporate incentives for results-based accountability are resisted by both donors and recipients alike. This is because the donors perceive such reforms as attempts at chipping away at their powers and recipients fear such programs will be intrusive. This paper presents conceptual and practical underpinnings of grant designs that could further simplicity, objectivity, and local autonomy objectives while furthering citizen-centric results-based accountability. The paper further highlights a few notable recent initiatives in both industrial and developing countries that embrace such directions for reform. The paper concludes that results-based intergovernmental finance offers significant potential to minimize tradeoffs between local autonomy and accountability while furthering access to merit goods.
format Publications & Research :: Policy Research Working Paper
author Shah, Anwar
author_facet Shah, Anwar
author_sort Shah, Anwar
title Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
title_short Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
title_full Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
title_fullStr Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
title_full_unstemmed Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods
title_sort sponsoring a race to the top : the case for results-based intergovernmental finance for merit goods
publisher World Bank, Washington, DC
publishDate 2014
url http://documents.worldbank.org/curated/en/2010/01/11633540/sponsoring-race-top-case-results-based-intergovernmental-finance-merit-goods
http://hdl.handle.net/10986/19948
_version_ 1764444131474538496
spelling okr-10986-199482021-04-23T14:03:52Z Sponsoring a Race to the Top : The Case for Results-Based Intergovernmental Finance for Merit Goods Shah, Anwar ABSENTEEISM ACADEMIC ACHIEVEMENT ACCESS TO EDUCATION ACCOUNTABILITY ACCOUNTABILITY FOR RESULTS ACCOUNTABILITY FRAMEWORK ACCOUNTABILITY REGIME ACCREDITATION AD HOC GRANTS ADJUSTMENT LENDING ADMINISTRATIVE EXPENDITURE ALLOCATION CHOICES ANNUAL BUDGET AUDITS AUTONOMY BACHELORS DEGREES BUDGET ALLOCATIONS BUDGET ESTIMATES BUDGET RESOURCES BUDGETARY ALLOCATIONS BUDGETARY AUTONOMY CAPACITY BUILDING CAPITAL GRANTS CAPITAL MARKET CAPITATION GRANT CHARTER SCHOOLS CIVIC ENGAGEMENT CIVIL SERVICE CONDITIONALITY DATA COLLECTION DECENTRALIZATION DEVELOPMENT CHARGES DISSERTATIONS DISTRICT GOVERNMENTS DROPOUT RATES EDUCATION BUDGET EDUCATION FINANCE EDUCATION POLICY EDUCATION PROGRAM EDUCATION PROGRAMS EDUCATION REFORM EDUCATION SECTOR EDUCATION SERVICES EDUCATIONAL PRACTICE EMPLOYMENT ENDOWMENTS ENROLLMENT GROWTH EQUALIZATION EQUITY OBJECTIVES ETHNIC GROUPS EXPENDITURE DECISIONS EXPENDITURES FEDERAL FUNDS FEDERAL REVENUE SHARING FEDERAL TRANSFERS FINANCIAL COMPLIANCE FINANCIAL REPORTING FISCAL ACCOUNTABILITY FISCAL CAPACITY FISCAL DECENTRALIZATION FISCAL FEDERALISM FISCAL MANAGEMENT FISCAL REFORM FISCAL REFORMS FISCAL TRANSFERS FUNGIBILITY GENERAL REVENUE SHARING GOVERNMENT EXPENDITURE GOVERNMENT FINANCES GRADUATION RATES GRANT ALLOCATION GRANT DESIGN GRANT DESIGNS GRANT FUNDS GRANT PROGRAM GRANT PROGRAMS HEALTH CARE HEALTH SECTOR HEALTH SERVICES HIGHER EDUCATION HIGHER EDUCATION FINANCE HIGHER EDUCATION FINANCING HIGHER EDUCATION MANAGEMENT HIGHER EDUCATION SYSTEM HUMAN DEVELOPMENT INFORMATION FLOWS INSTRUCTION INSURANCE INTERGOVERNMENTAL FINANCE INTERGOVERNMENTAL TRANSFERS INTERNAL AUDIT INTERNATIONAL BANK LACK OF ACCESS LAWS LEARNING LEGISLATION LEVEL PLAYING FIELD LITERACY LOCAL AUTONOMY LOCAL FINANCE LOCAL FINANCING LOCAL GOVERNMENT LOCAL GOVERNMENT AUTONOMY LOCAL GOVERNMENTS LOCAL TAXES MANDATES MATCHING GRANTS MERIT GOODS MINISTRY OF FINANCE MONITOR PERFORMANCE MUNICIPAL GOVERNMENT MUNICIPAL GOVERNMENTS MUNICIPALITIES NATIONAL ECONOMY NATIONAL GOVERNMENT NATIONAL MINIMUM STANDARDS NATIONAL PRIORITY OPPORTUNISTIC BEHAVIOR OUTPUT MEASURES PAPERS PENALTIES PERFORMANCE CRITERIA PERFORMANCE DATA PERFORMANCE IMPROVEMENT PERFORMANCE INDICATORS PERFORMANCE MEASURES PERFORMANCE ORIENTATION PERFORMANCE REPORTING PERFORMANCE TARGETS PERVERSE INCENTIVES POLITICIANS PORK BARREL PRIVATE GOODS PRIVATE PROVIDERS PRIVATE SCHOOLS PRIVATE SECTOR PROFESSORS PROGRAM IMPLEMENTATION PROGRAM OBJECTIVES PROPERTY TAX PROPERTY TAXES PROVISIONS PUBLIC PUBLIC ADMINISTRATION PUBLIC EDUCATION PUBLIC EXPENDITURE PUBLIC EXPENDITURE REFORM PUBLIC EXPENDITURE REVIEW PUBLIC GOODS PUBLIC MANAGEMENT PUBLIC MANAGERS PUBLIC OFFICIALS PUBLIC OWNERSHIP PUBLIC POLICIES PUBLIC SCHOOLS PUBLIC SECTOR PUBLIC SERVICE PUBLIC SERVICE DELIVERY PUBLIC SERVICE PROVISION PUBLIC SERVICES PUBLIC SPENDING PUBLIC USE QUALITY OF TEACHING RECEIPT REGIONAL GOVERNMENTS RESEARCH GRANTS REVENUE SHARING REVENUE SHARING PROGRAMS REVENUE SOURCES ROAD MAINTENANCE ROAD NETWORK ROADS SAVINGS SCHOOL FINANCE SCHOOL IMPROVEMENT SCHOOL PERFORMANCE SCHOOLS SECONDARY EDUCATION SERVICE DELIVERY FUNCTIONS SOCIAL ASSISTANCE SOCIAL INSURANCE SOCIAL OUTCOMES SOCIAL SCIENCES SOCIAL WELFARE SPENDING LEVELS STATE EDUCATION STATE GRANTS STREET LIGHTING STREETS STUDENT ACHIEVEMENT STUDENT ENROLLMENTS SUBNATIONAL FINANCE SUBSIDIARITY PRINCIPLE TAX TAX COMPETITION TAX EFFORT TAX REVENUES TAX SHARING TAXPAYERS TEACHER TEACHERS TERTIARY EDUCATION TRANSACTION COSTS TRANSACTIONS COSTS TRANSPARENCY TREASURY TUITION UNION UNIONS UNIVERSAL ACCESS UNIVERSITIES UNIVERSITY FINANCE UNIVERSITY FINANCES USER CHARGES Intergovernmental finance is a significant source of sub-national finance in most countries. In both industrial and developing countries, formula based "manna from heaven" general purpose transfers dominate but co-exist with highly intrusive micro-managed "command and control" specific purpose transfers. Both these types of transfers undermine political and fiscal accountability. Reforms to bring in design elements that incorporate incentives for results-based accountability are resisted by both donors and recipients alike. This is because the donors perceive such reforms as attempts at chipping away at their powers and recipients fear such programs will be intrusive. This paper presents conceptual and practical underpinnings of grant designs that could further simplicity, objectivity, and local autonomy objectives while furthering citizen-centric results-based accountability. The paper further highlights a few notable recent initiatives in both industrial and developing countries that embrace such directions for reform. The paper concludes that results-based intergovernmental finance offers significant potential to minimize tradeoffs between local autonomy and accountability while furthering access to merit goods. 2014-09-02T21:12:24Z 2014-09-02T21:12:24Z 2010-01 http://documents.worldbank.org/curated/en/2010/01/11633540/sponsoring-race-top-case-results-based-intergovernmental-finance-merit-goods http://hdl.handle.net/10986/19948 English en_US Policy Research Working Paper;No. 5172 CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo/ World Bank, Washington, DC Publications & Research :: Policy Research Working Paper Publications & Research