Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation
The Securities Commission Malaysia (SC), as the supervisor of the capital markets, has developed a robust supervisory framework that exhibits high levels of implementation of the International Organization of Securities Commissions Objectives and P...
| Main Authors: | , |
|---|---|
| Format: | Financial Sector Assessment Program (FSAP) |
| Language: | English en_US |
| Published: |
World Bank, Washington, DC
2013
|
| Subjects: | |
| Online Access: | http://documents.worldbank.org/curated/en/2013/02/18015236/malaysia-international-organization-securities-commissions-iosco-objectives-principles-securities-regulation-detailed-assessment-implementation http://hdl.handle.net/10986/16025 |
| id |
okr-10986-16025 |
|---|---|
| recordtype |
oai_dc |
| repository_type |
Digital Repository |
| institution_category |
Foreign Institution |
| institution |
Digital Repositories |
| building |
World Bank Open Knowledge Repository |
| collection |
World Bank |
| language |
English en_US |
| topic |
ACCESS TO INFORMATION ACCOUNTING ACCOUNTING FRAMEWORK ACCOUNTING STANDARD ACCOUNTING STANDARDS ASSET VALUE ASSET-BACKED SECURITIES AUDIT STANDARDS BANKRUPTCY BANKRUPTCY LEGISLATION BID BOND BOND MARKET BOND TRADING BONDS BROKERAGE BROKERAGE FIRMS BUDGETING CAPITAL ADEQUACY CAPITAL MARKET CAPITAL MARKET ACTIVITIES CAPITAL MARKETS CAPITAL MARKETS DEVELOPMENT CAPITAL REQUIREMENTS CASH RESERVES CENTRAL BANK CENTRAL DEPOSITORIES CENTRAL DEPOSITORY CENTRAL SECURITIES DEPOSITORY CHECKS CLAIMANT CLEARING HOUSE CLEARING HOUSES COLLECTIVE INVESTMENT COMMERCIAL BANKS COMPENSATION FUNDS CONFLICT OF INTEREST CONFLICTS OF INTEREST CORPORATE DEBT CORPORATE DEBT SECURITIES CORPORATE FINANCE CORPORATE GOVERNANCE CORPORATE LAW CREDIT RATING CREDIT RATING AGENCIES CREDIT RATING AGENCY DEBENTURES DEBT DEBT ISSUES DEBT SECURITIES DEFAULT RISK DEPOSIT DEPOSITORY SERVICES DERIVATIVE DERIVATIVES DERIVATIVES EXCHANGE DERIVATIVES EXCHANGES DERIVATIVES MARKETS DISPUTE RESOLUTION EMERGING MARKETS ENFORCEMENT POWERS ENTRY REQUIREMENTS EQUITY MARKET EQUITY MARKET CAPITALIZATION EQUITY MARKETS EQUITY SECURITIES EXPENDITURES FINANCIAL CRISIS FINANCIAL INFORMATION FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL STABILITY FINANCIAL STATEMENTS FINANCIAL SUPPORT FINANCIAL SYSTEM FOREIGN CURRENCY FOREIGN EXCHANGE FOREIGN INVESTORS FUND MANAGEMENT FUND MANAGER FUTURES FUTURES CONTRACT FUTURES CONTRACTS GOVERNMENT BONDS GOVERNMENT SECURITIES HEDGE FUND HEDGE FUNDS HOLDING HOLDING COMPANY INFORMATION DISCLOSURE INFORMATION SHARING INFORMED INVESTOR INSIDER TRADING INSTITUTIONAL INVESTORS INSURANCE INSURANCE COMPANIES INSURANCE PRODUCTS INSURER INTERESTS OF INVESTORS INTERNAL AUDIT INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL BEST PRACTICES INTERNATIONAL STANDARDS INVESTMENT BANK INVESTMENT BANKS INVESTMENT MANAGERS INVESTOR EDUCATION INVESTOR PARTICIPATION INVESTOR PROTECTION ISLAMIC BANKS ISLAMIC BONDS ISLAMIC CAPITAL ISLAMIC CAPITAL MARKET ISLAMIC CAPITAL MARKETS ISLAMIC FINANCE ISLAMIC MARKETS ISSUANCE JURISDICTION LEGAL PROVISIONS LEVIES LIABILITY LIFE INSURANCE LIQUIDITY LOCAL MARKET MACROECONOMIC ENVIRONMENT MARKET CAP MARKET CAPITALIZATION MARKET CAPITALIZATIONS MARKET CONDITIONS MARKET CONFIDENCE MARKET DEVELOPMENT MARKET INFRASTRUCTURES MARKET INTERMEDIARIES MARKET INTERMEDIARY MARKET OVERSIGHT MARKET PARTICIPANT MARKET PARTICIPANTS MARKET SHARE MARKET STABILITY MARKET STRUCTURE MARKET SURVEILLANCE MARKET SURVEILLANCE SYSTEM MARKET TRADES MATURITY MONETARY FUND MONEY LAUNDERING MONEY MARKET MONEY MARKETS NET CAPITAL OPERATIONAL INDEPENDENCE PORTFOLIO PORTFOLIO MANAGEMENT PORTFOLIO MANAGER PRIVATE SECTOR DEVELOPMENT PRUDENTIAL REGULATION PUBLIC OFFERING REAL ESTATE REAL ESTATE INVESTMENT REGULATOR REGULATORS REGULATORY AUTHORITIES REGULATORY AUTHORITY REGULATORY FRAMEWORK REGULATORY STRUCTURE REGULATORY SYSTEM REINSURANCE RESERVE RESERVE FUND RETAIL INVESTORS RETURN RISK MANAGEMENT RISK MANAGEMENT SYSTEMS SECONDARY MARKETS SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES INDUSTRY SECURITIES LAW SECURITIES LAWS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATION SELF-REGULATION SETTLEMENT SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS SHORT-TERM DEBT STOCK BROKER STOCK BROKERS STOCK EXCHANGE STOCK MARKET SUKUK SUPERVISION OF BANKS SUPERVISORY AUTHORITY SYSTEMIC RISK TRADING TRADING PLATFORM TRADING SYSTEM TRADING SYSTEMS TRANSACTION TRANSPARENCY TREASURY TRUST FUND TRUST FUNDS TRUSTEE UNDERWRITER VALUATION WARRANTS |
| spellingShingle |
ACCESS TO INFORMATION ACCOUNTING ACCOUNTING FRAMEWORK ACCOUNTING STANDARD ACCOUNTING STANDARDS ASSET VALUE ASSET-BACKED SECURITIES AUDIT STANDARDS BANKRUPTCY BANKRUPTCY LEGISLATION BID BOND BOND MARKET BOND TRADING BONDS BROKERAGE BROKERAGE FIRMS BUDGETING CAPITAL ADEQUACY CAPITAL MARKET CAPITAL MARKET ACTIVITIES CAPITAL MARKETS CAPITAL MARKETS DEVELOPMENT CAPITAL REQUIREMENTS CASH RESERVES CENTRAL BANK CENTRAL DEPOSITORIES CENTRAL DEPOSITORY CENTRAL SECURITIES DEPOSITORY CHECKS CLAIMANT CLEARING HOUSE CLEARING HOUSES COLLECTIVE INVESTMENT COMMERCIAL BANKS COMPENSATION FUNDS CONFLICT OF INTEREST CONFLICTS OF INTEREST CORPORATE DEBT CORPORATE DEBT SECURITIES CORPORATE FINANCE CORPORATE GOVERNANCE CORPORATE LAW CREDIT RATING CREDIT RATING AGENCIES CREDIT RATING AGENCY DEBENTURES DEBT DEBT ISSUES DEBT SECURITIES DEFAULT RISK DEPOSIT DEPOSITORY SERVICES DERIVATIVE DERIVATIVES DERIVATIVES EXCHANGE DERIVATIVES EXCHANGES DERIVATIVES MARKETS DISPUTE RESOLUTION EMERGING MARKETS ENFORCEMENT POWERS ENTRY REQUIREMENTS EQUITY MARKET EQUITY MARKET CAPITALIZATION EQUITY MARKETS EQUITY SECURITIES EXPENDITURES FINANCIAL CRISIS FINANCIAL INFORMATION FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL STABILITY FINANCIAL STATEMENTS FINANCIAL SUPPORT FINANCIAL SYSTEM FOREIGN CURRENCY FOREIGN EXCHANGE FOREIGN INVESTORS FUND MANAGEMENT FUND MANAGER FUTURES FUTURES CONTRACT FUTURES CONTRACTS GOVERNMENT BONDS GOVERNMENT SECURITIES HEDGE FUND HEDGE FUNDS HOLDING HOLDING COMPANY INFORMATION DISCLOSURE INFORMATION SHARING INFORMED INVESTOR INSIDER TRADING INSTITUTIONAL INVESTORS INSURANCE INSURANCE COMPANIES INSURANCE PRODUCTS INSURER INTERESTS OF INVESTORS INTERNAL AUDIT INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL BEST PRACTICES INTERNATIONAL STANDARDS INVESTMENT BANK INVESTMENT BANKS INVESTMENT MANAGERS INVESTOR EDUCATION INVESTOR PARTICIPATION INVESTOR PROTECTION ISLAMIC BANKS ISLAMIC BONDS ISLAMIC CAPITAL ISLAMIC CAPITAL MARKET ISLAMIC CAPITAL MARKETS ISLAMIC FINANCE ISLAMIC MARKETS ISSUANCE JURISDICTION LEGAL PROVISIONS LEVIES LIABILITY LIFE INSURANCE LIQUIDITY LOCAL MARKET MACROECONOMIC ENVIRONMENT MARKET CAP MARKET CAPITALIZATION MARKET CAPITALIZATIONS MARKET CONDITIONS MARKET CONFIDENCE MARKET DEVELOPMENT MARKET INFRASTRUCTURES MARKET INTERMEDIARIES MARKET INTERMEDIARY MARKET OVERSIGHT MARKET PARTICIPANT MARKET PARTICIPANTS MARKET SHARE MARKET STABILITY MARKET STRUCTURE MARKET SURVEILLANCE MARKET SURVEILLANCE SYSTEM MARKET TRADES MATURITY MONETARY FUND MONEY LAUNDERING MONEY MARKET MONEY MARKETS NET CAPITAL OPERATIONAL INDEPENDENCE PORTFOLIO PORTFOLIO MANAGEMENT PORTFOLIO MANAGER PRIVATE SECTOR DEVELOPMENT PRUDENTIAL REGULATION PUBLIC OFFERING REAL ESTATE REAL ESTATE INVESTMENT REGULATOR REGULATORS REGULATORY AUTHORITIES REGULATORY AUTHORITY REGULATORY FRAMEWORK REGULATORY STRUCTURE REGULATORY SYSTEM REINSURANCE RESERVE RESERVE FUND RETAIL INVESTORS RETURN RISK MANAGEMENT RISK MANAGEMENT SYSTEMS SECONDARY MARKETS SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES INDUSTRY SECURITIES LAW SECURITIES LAWS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATION SELF-REGULATION SETTLEMENT SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS SHORT-TERM DEBT STOCK BROKER STOCK BROKERS STOCK EXCHANGE STOCK MARKET SUKUK SUPERVISION OF BANKS SUPERVISORY AUTHORITY SYSTEMIC RISK TRADING TRADING PLATFORM TRADING SYSTEM TRADING SYSTEMS TRANSACTION TRANSPARENCY TREASURY TRUST FUND TRUST FUNDS TRUSTEE UNDERWRITER VALUATION WARRANTS World Bank International Monetary Fund Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| geographic_facet |
East Asia and Pacific Malaysia |
| description |
The Securities Commission Malaysia (SC),
as the supervisor of the capital markets, has developed a
robust supervisory framework that exhibits high levels of
implementation of the International Organization of
Securities Commissions Objectives and Principles of
Securities Regulation (IOSCO Principles) in most areas. The
SC's independence will be buttressed by some changes to
the legal provisions on removal of commission members and to
protections given to the members of the commission and to
its staff. The disclosure deadlines for issuers and their
substantial shareholders should be adjusted to reflect
international best practices. The new frameworks for
oversight of credit rating agencies (CRAs) and the
Federation of Investment Managers Malaysia (FIMM) should be
implemented in full by carrying out on-site inspections as
presently planned. At this stage in the jurisdiction's
development, consideration should also be given to putting
in place the pre-conditions that will enable the SC to ease
up gradually on the intensity of its direct involvement in
the day-to-day operations of the capital market and its participants. |
| format |
Economic & Sector Work :: Financial Sector Assessment Program (FSAP) |
| author |
World Bank International Monetary Fund |
| author_facet |
World Bank International Monetary Fund |
| author_sort |
World Bank |
| title |
Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| title_short |
Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| title_full |
Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| title_fullStr |
Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| title_full_unstemmed |
Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation |
| title_sort |
financial sector assessment program : malaysia - iosco objectives and principles of securities regulation |
| publisher |
World Bank, Washington, DC |
| publishDate |
2013 |
| url |
http://documents.worldbank.org/curated/en/2013/02/18015236/malaysia-international-organization-securities-commissions-iosco-objectives-principles-securities-regulation-detailed-assessment-implementation http://hdl.handle.net/10986/16025 |
| _version_ |
1764431479046144000 |
| spelling |
okr-10986-160252021-04-23T14:03:23Z Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation World Bank International Monetary Fund ACCESS TO INFORMATION ACCOUNTING ACCOUNTING FRAMEWORK ACCOUNTING STANDARD ACCOUNTING STANDARDS ASSET VALUE ASSET-BACKED SECURITIES AUDIT STANDARDS BANKRUPTCY BANKRUPTCY LEGISLATION BID BOND BOND MARKET BOND TRADING BONDS BROKERAGE BROKERAGE FIRMS BUDGETING CAPITAL ADEQUACY CAPITAL MARKET CAPITAL MARKET ACTIVITIES CAPITAL MARKETS CAPITAL MARKETS DEVELOPMENT CAPITAL REQUIREMENTS CASH RESERVES CENTRAL BANK CENTRAL DEPOSITORIES CENTRAL DEPOSITORY CENTRAL SECURITIES DEPOSITORY CHECKS CLAIMANT CLEARING HOUSE CLEARING HOUSES COLLECTIVE INVESTMENT COMMERCIAL BANKS COMPENSATION FUNDS CONFLICT OF INTEREST CONFLICTS OF INTEREST CORPORATE DEBT CORPORATE DEBT SECURITIES CORPORATE FINANCE CORPORATE GOVERNANCE CORPORATE LAW CREDIT RATING CREDIT RATING AGENCIES CREDIT RATING AGENCY DEBENTURES DEBT DEBT ISSUES DEBT SECURITIES DEFAULT RISK DEPOSIT DEPOSITORY SERVICES DERIVATIVE DERIVATIVES DERIVATIVES EXCHANGE DERIVATIVES EXCHANGES DERIVATIVES MARKETS DISPUTE RESOLUTION EMERGING MARKETS ENFORCEMENT POWERS ENTRY REQUIREMENTS EQUITY MARKET EQUITY MARKET CAPITALIZATION EQUITY MARKETS EQUITY SECURITIES EXPENDITURES FINANCIAL CRISIS FINANCIAL INFORMATION FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL STABILITY FINANCIAL STATEMENTS FINANCIAL SUPPORT FINANCIAL SYSTEM FOREIGN CURRENCY FOREIGN EXCHANGE FOREIGN INVESTORS FUND MANAGEMENT FUND MANAGER FUTURES FUTURES CONTRACT FUTURES CONTRACTS GOVERNMENT BONDS GOVERNMENT SECURITIES HEDGE FUND HEDGE FUNDS HOLDING HOLDING COMPANY INFORMATION DISCLOSURE INFORMATION SHARING INFORMED INVESTOR INSIDER TRADING INSTITUTIONAL INVESTORS INSURANCE INSURANCE COMPANIES INSURANCE PRODUCTS INSURER INTERESTS OF INVESTORS INTERNAL AUDIT INTERNATIONAL ACCOUNTING STANDARD INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK INTERNATIONAL BEST PRACTICES INTERNATIONAL STANDARDS INVESTMENT BANK INVESTMENT BANKS INVESTMENT MANAGERS INVESTOR EDUCATION INVESTOR PARTICIPATION INVESTOR PROTECTION ISLAMIC BANKS ISLAMIC BONDS ISLAMIC CAPITAL ISLAMIC CAPITAL MARKET ISLAMIC CAPITAL MARKETS ISLAMIC FINANCE ISLAMIC MARKETS ISSUANCE JURISDICTION LEGAL PROVISIONS LEVIES LIABILITY LIFE INSURANCE LIQUIDITY LOCAL MARKET MACROECONOMIC ENVIRONMENT MARKET CAP MARKET CAPITALIZATION MARKET CAPITALIZATIONS MARKET CONDITIONS MARKET CONFIDENCE MARKET DEVELOPMENT MARKET INFRASTRUCTURES MARKET INTERMEDIARIES MARKET INTERMEDIARY MARKET OVERSIGHT MARKET PARTICIPANT MARKET PARTICIPANTS MARKET SHARE MARKET STABILITY MARKET STRUCTURE MARKET SURVEILLANCE MARKET SURVEILLANCE SYSTEM MARKET TRADES MATURITY MONETARY FUND MONEY LAUNDERING MONEY MARKET MONEY MARKETS NET CAPITAL OPERATIONAL INDEPENDENCE PORTFOLIO PORTFOLIO MANAGEMENT PORTFOLIO MANAGER PRIVATE SECTOR DEVELOPMENT PRUDENTIAL REGULATION PUBLIC OFFERING REAL ESTATE REAL ESTATE INVESTMENT REGULATOR REGULATORS REGULATORY AUTHORITIES REGULATORY AUTHORITY REGULATORY FRAMEWORK REGULATORY STRUCTURE REGULATORY SYSTEM REINSURANCE RESERVE RESERVE FUND RETAIL INVESTORS RETURN RISK MANAGEMENT RISK MANAGEMENT SYSTEMS SECONDARY MARKETS SECURITIES SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES INDUSTRY SECURITIES LAW SECURITIES LAWS SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATION SELF-REGULATION SETTLEMENT SETTLEMENT SYSTEMS SHAREHOLDER SHAREHOLDERS SHORT-TERM DEBT STOCK BROKER STOCK BROKERS STOCK EXCHANGE STOCK MARKET SUKUK SUPERVISION OF BANKS SUPERVISORY AUTHORITY SYSTEMIC RISK TRADING TRADING PLATFORM TRADING SYSTEM TRADING SYSTEMS TRANSACTION TRANSPARENCY TREASURY TRUST FUND TRUST FUNDS TRUSTEE UNDERWRITER VALUATION WARRANTS The Securities Commission Malaysia (SC), as the supervisor of the capital markets, has developed a robust supervisory framework that exhibits high levels of implementation of the International Organization of Securities Commissions Objectives and Principles of Securities Regulation (IOSCO Principles) in most areas. The SC's independence will be buttressed by some changes to the legal provisions on removal of commission members and to protections given to the members of the commission and to its staff. The disclosure deadlines for issuers and their substantial shareholders should be adjusted to reflect international best practices. The new frameworks for oversight of credit rating agencies (CRAs) and the Federation of Investment Managers Malaysia (FIMM) should be implemented in full by carrying out on-site inspections as presently planned. At this stage in the jurisdiction's development, consideration should also be given to putting in place the pre-conditions that will enable the SC to ease up gradually on the intensity of its direct involvement in the day-to-day operations of the capital market and its participants. 2013-10-02T18:17:52Z 2013-10-02T18:17:52Z 2013-02 http://documents.worldbank.org/curated/en/2013/02/18015236/malaysia-international-organization-securities-commissions-iosco-objectives-principles-securities-regulation-detailed-assessment-implementation http://hdl.handle.net/10986/16025 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo/ World Bank World Bank, Washington, DC Economic & Sector Work :: Financial Sector Assessment Program (FSAP) Economic & Sector Work East Asia and Pacific Malaysia |