Financial Sector Assessment Program : Nigeria - IOSCO Objectives and Principles of Securities Regulation

The regulatory framework for securities markets in Nigeria has improved markedly since the 2002 Financial Sector Assessment Program (FSAP), and particularly in the last five years. Since the adoption of the Investments and Securities Act 2007 (ISA)...

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Bibliographic Details
Main Authors:	International Monetary Fund, World Bank
Format:	Financial Sector Assessment Program (FSAP)
Language:	English en_US
Published:	World Bank, Washington, DC 2013
Subjects:	ACCOUNTABILITY ACCOUNTING ACCOUNTING STANDARDS ADMINISTRATIVE COSTS ADVISORY SERVICES ARBITRATION ASSET MANAGEMENT ASSET VALUE AUDIT STANDARDS AUDITING AUDITORS AUDITS BANK SETTLEMENT BANKRUPTCY BENEFICIAL INTEREST BID BOND BOND FUNDS BROKER BROKER DEALER BROKER DEALERS BROKER-DEALER BROKER-DEALERS BROKERS BUSINESS ACTIVITY CAPITAL MARKET CAPITAL MARKET INFRASTRUCTURE CAPITAL MARKETS CAPITAL REQUIREMENTS CASH SETTLEMENT CENTRAL BANK CLEARING HOUSE CLIENT ASSETS CODE OF CONDUCT COLLECTIVE INVESTMENT COMMERCIAL BANKS COMMODITIES COMMODITY COMMODITY EXCHANGES COMPETITIVENESS CONFIDENTIALITY CONFLICT OF INTEREST CONFLICTS OF INTEREST CORPORATE GOVERNANCE CORRUPTION CREDIT RATING CREDIT RATING AGENCIES CREDIT RATINGS CREDITORS CROSS-BORDER OFFERINGS DEBENTURES DEBT DEBT INSTRUMENTS DEBT MANAGEMENT DEBT SECURITIES DEFAULT RISK DEFICITS DEPOSITORY DERIVATIVES DERIVATIVES EXCHANGES DISCLOSURE REQUIREMENTS DISCLOSURE STANDARDS ECONOMIC POLICIES EMPLOYER ENFORCEMENT POWERS EQUITABLE ACCESS EQUITIES EQUITY FUNDS ETHICAL FUNDS EXCHANGE COMMISSION EXCHANGE MARKET EXPENDITURE EXPOSURES FAIR FINANCIAL CAPACITY FINANCIAL CRISIS FINANCIAL HEALTH FINANCIAL INSTITUTIONS FINANCIAL MISMANAGEMENT FINANCIAL REGULATORS FINANCIAL SECTOR FINANCIAL SECTOR ASSESSMENT FINANCIAL SERVICES FINANCIAL SERVICES INDUSTRY FINANCIAL STATEMENT FINANCIAL STATEMENTS FINANCIAL SYSTEM FRAMEWORK FOR SECURITIES FUND MANAGER FUND MANAGERS FUTURES GOOD FAITH GOVERNANCE PRACTICES GUARANTEE FUND HEDGE FUND HEDGE FUNDS HOLDING HOLDING COMPANIES HOLDING COMPANY HOLDINGS HUMAN RESOURCES INCOME INFORMATION SERVICE INFORMATION SHARING INFORMATION TECHNOLOGY INSIDER DEALING INSIDER TRADING INSOLVENCY PROCEEDINGS INSURANCE INSURANCE COMPANIES INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL BANK INTERNATIONAL INVESTORS INTERNATIONAL STANDARDS INVESTOR PROTECTION ISSUANCE JUDICIAL COURT JUDICIAL PROCESS JUDICIAL SYSTEM JURISDICTION JURISDICTIONS LEGAL PROTECTION LEGAL PROVISIONS LEGAL REQUIREMENTS LEGAL SYSTEM LEGISLATION MARKET CAPITALIZATION MARKET DEVELOPMENT MARKET DISRUPTION MARKET INFRASTRUCTURE MARKET INTERMEDIARIES MARKET INTERMEDIARY MARKET MAKERS MARKET MANIPULATION MARKET PARTICIPANTS MARKET PRICE MARKET REGULATION MARKET SHARE MARKET STRUCTURE MARKET SURVEILLANCE MARKET TRADE MARKETING MINIMUM CAPITAL REQUIREMENTS MISMANAGEMENT MONETARY FUND MONEY LAUNDERING MONEY MARKET NEW COMPANIES OUTSOURCING PAYMENT OBLIGATIONS PENALTIES PENSION PENSION FUNDS PORTFOLIO PORTFOLIO MANAGERS POTENTIAL INVESTOR PREJUDICE PRIMARY DEALERS PROFESSIONAL QUALIFICATION PROTECTION OF INVESTORS PUBLIC COMPANIES REAL ESTATE RECEIPT REGISTERED SECURITIES REGISTRATION OF SECURITIES REGISTRATION PROCESS REGISTRATION REQUIREMENT REGULATOR REGULATORY AUTHORITIES REGULATORY AUTHORITY REGULATORY BODY REGULATORY CAPACITY REGULATORY FRAMEWORK REGULATORY REQUIREMENTS REGULATORY SYSTEM REGULATORY SYSTEMS RESERVES RETURNS RISK MANAGEMENT SAVINGS SECONDARY MARKETS SECURITIES SECURITIES DEALERS SECURITIES EXCHANGE SECURITIES EXCHANGES SECURITIES LAW SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATION SECURITIES REGULATORS SECURITIES REGULATORY AUTHORITIES SECURITIES TRANSACTIONS SELF-REGULATION SETTLEMENT SETTLEMENT OBLIGATIONS SETTLEMENT SYSTEM SETTLEMENT SYSTEMS SHARE PRICE SHAREHOLDERS SPREAD STOCK EXCHANGE SUPERVISORY AUTHORITIES SYSTEMIC RISK SYSTEMIC RISKS TECHNICAL ASSISTANCE TRADE ASSOCIATION TRADE ASSOCIATIONS TRADING TRADING PLATFORMS TRADING SYSTEMS TRANSPARENCY TRANSPARENT MARKETS TREASURY TRUST DEED TRUSTEE TRUSTEES UNDERWRITERS UNIVERSAL BANKING VALUATION VENTURE CAPITAL
Online Access:	http://documents.worldbank.org/curated/en/2013/05/18170453/nigeria-iosco-objectives-principles-securities-regulation-detailed-assessment-implementation http://hdl.handle.net/10986/15967