Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds
The project purpose is to provide expert technical assistance to the State Securities Commission (SSC) for the development of the regulatory framework for supervising the investment funds. The main products of the work are an assessment report on t...
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| Format: | Other Financial Sector Study |
| Language: | English en_US |
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Washington, DC
2013
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| Online Access: | http://documents.worldbank.org/curated/en/2012/01/16350136/vietnam-assistance-regulation-guidance-management-investment-funds http://hdl.handle.net/10986/12969 |
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okr-10986-129692021-04-23T14:03:02Z Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds World Bank ACCOUNTING ASSET MANAGEMENT ASSET MANAGER ASSETS BANKING SECTOR CAPABILITIES CAPITAL MARKET CAPITAL MARKETS COLLECTIVE INVESTMENT COLLECTIVE INVESTMENT SCHEMES CUSTODIAN CUSTODIAN BANKS DEVELOPMENT BANK DIVERSIFICATION DOMESTIC INFLATION EQUITIES EXPENDITURE FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL SYSTEM FOREIGN PORTFOLIO FOREIGN PORTFOLIO INVESTMENT FUND MANAGEMENT FUND MANAGEMENT COMPANIES FUND TYPE GOVERNMENT BONDS IMPLEMENTATION PLAN INDIVIDUAL INVESTORS INFLATION INSPECTION INTERNATIONAL CONSULTANT INTERNATIONAL COOPERATION INTERNATIONAL CREDIT INVESTMENT COMPANIES INVESTMENT COMPANY INVESTMENT FUND INVESTMENT FUND REGULATIONS INVESTMENT FUNDS INVESTMENT MANAGEMENT INVESTMENT OPPORTUNITIES INVESTMENT VEHICLES INVESTOR PROTECTION ISSUANCE LICENSE LIQUIDITY LONG-TERM INVESTMENT MANAGEMENT COMPANIES MANAGEMENT OF INVESTMENT MARKET CONDITIONS MARKET DEVELOPMENT MISSING ELEMENT MISSING ELEMENTS MUTUAL FUND MUTUAL FUND INDUSTRY MUTUAL FUNDS NEW PRODUCTS OPEN ENDED FUNDS OPEN-ENDED FUNDS OUTPUT OUTPUTS PENSION PENSION FUND PENSION FUNDS PENSIONS PORTFOLIO PRIVATE SECTOR PROCUREMENT PROJECT MANAGEMENT PROSPECTUS PUBLIC DISCLOSURE PUBLIC FUNDS REGULATION OF INVESTMENT FUNDS REGULATOR REGULATORY ENVIRONMENT REGULATORY FRAMEWORK REGULATORY INFRASTRUCTURE REGULATORY REGIME RESULT RESULTS RETAIL INVESTORS RETIREMENT SAVINGS RISK MANAGEMENT SECURITIES SECURITIES COMMISSION SECURITIES INVESTMENT SECURITIES LAW SECURITIES MARKET SECURITIES MARKETS SERVICE PROVIDERS STOCK MARKETS SUPERVISION TARGETS TECHNICAL ASSISTANCE TECHNICAL KNOWLEDGE TELEPHONE TRAINING COURSES TRAINING MANUALS TRANSLATION TRUST FUND The project purpose is to provide expert technical assistance to the State Securities Commission (SSC) for the development of the regulatory framework for supervising the investment funds. The main products of the work are an assessment report on the key challenges to the SSC in the supervision and regulation of investment funds, regulations and guidelines on the management and supervision of investment funds, and manuals and training on the supervision of investment fund management activities. The strong ownership by the SSC of this project was the key to success. Good relationships were established among all project stakeholders (i.e., SSC, World Bank, Consultant) and this was maintained throughout the project. Without this ownership and the strong, trusting, and interactive relationships among the project stakeholders, the project would not have been a success. The following regulations are pending and were prepared by the SSC in collaboration with the consultants: operation of open ended funds [the SSC has confirmed that they do not anticipate that these will be developed until later in 2008]; operation of Securities Investment Companies [the SSC has confirmed that these have been submitted to the Ministry of Finance and should be promulgated in 2008]; and foreign portfolio investment in Vietnam [the SSC has confirmed that these have been submitted to the Ministry of Finance but it is not clear when these will be issued, other than probably in 2008]. 2013-03-26T21:33:09Z 2013-03-26T21:33:09Z 2012 http://documents.worldbank.org/curated/en/2012/01/16350136/vietnam-assistance-regulation-guidance-management-investment-funds http://hdl.handle.net/10986/12969 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo/ World Bank Washington, DC Economic & Sector Work :: Other Financial Sector Study Economic & Sector Work East Asia and Pacific Vietnam |
| repository_type |
Digital Repository |
| institution_category |
Foreign Institution |
| institution |
Digital Repositories |
| building |
World Bank Open Knowledge Repository |
| collection |
World Bank |
| language |
English en_US |
| topic |
ACCOUNTING ASSET MANAGEMENT ASSET MANAGER ASSETS BANKING SECTOR CAPABILITIES CAPITAL MARKET CAPITAL MARKETS COLLECTIVE INVESTMENT COLLECTIVE INVESTMENT SCHEMES CUSTODIAN CUSTODIAN BANKS DEVELOPMENT BANK DIVERSIFICATION DOMESTIC INFLATION EQUITIES EXPENDITURE FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL SYSTEM FOREIGN PORTFOLIO FOREIGN PORTFOLIO INVESTMENT FUND MANAGEMENT FUND MANAGEMENT COMPANIES FUND TYPE GOVERNMENT BONDS IMPLEMENTATION PLAN INDIVIDUAL INVESTORS INFLATION INSPECTION INTERNATIONAL CONSULTANT INTERNATIONAL COOPERATION INTERNATIONAL CREDIT INVESTMENT COMPANIES INVESTMENT COMPANY INVESTMENT FUND INVESTMENT FUND REGULATIONS INVESTMENT FUNDS INVESTMENT MANAGEMENT INVESTMENT OPPORTUNITIES INVESTMENT VEHICLES INVESTOR PROTECTION ISSUANCE LICENSE LIQUIDITY LONG-TERM INVESTMENT MANAGEMENT COMPANIES MANAGEMENT OF INVESTMENT MARKET CONDITIONS MARKET DEVELOPMENT MISSING ELEMENT MISSING ELEMENTS MUTUAL FUND MUTUAL FUND INDUSTRY MUTUAL FUNDS NEW PRODUCTS OPEN ENDED FUNDS OPEN-ENDED FUNDS OUTPUT OUTPUTS PENSION PENSION FUND PENSION FUNDS PENSIONS PORTFOLIO PRIVATE SECTOR PROCUREMENT PROJECT MANAGEMENT PROSPECTUS PUBLIC DISCLOSURE PUBLIC FUNDS REGULATION OF INVESTMENT FUNDS REGULATOR REGULATORY ENVIRONMENT REGULATORY FRAMEWORK REGULATORY INFRASTRUCTURE REGULATORY REGIME RESULT RESULTS RETAIL INVESTORS RETIREMENT SAVINGS RISK MANAGEMENT SECURITIES SECURITIES COMMISSION SECURITIES INVESTMENT SECURITIES LAW SECURITIES MARKET SECURITIES MARKETS SERVICE PROVIDERS STOCK MARKETS SUPERVISION TARGETS TECHNICAL ASSISTANCE TECHNICAL KNOWLEDGE TELEPHONE TRAINING COURSES TRAINING MANUALS TRANSLATION TRUST FUND |
| spellingShingle |
ACCOUNTING ASSET MANAGEMENT ASSET MANAGER ASSETS BANKING SECTOR CAPABILITIES CAPITAL MARKET CAPITAL MARKETS COLLECTIVE INVESTMENT COLLECTIVE INVESTMENT SCHEMES CUSTODIAN CUSTODIAN BANKS DEVELOPMENT BANK DIVERSIFICATION DOMESTIC INFLATION EQUITIES EXPENDITURE FINANCIAL MARKETS FINANCIAL SECTOR FINANCIAL SYSTEM FOREIGN PORTFOLIO FOREIGN PORTFOLIO INVESTMENT FUND MANAGEMENT FUND MANAGEMENT COMPANIES FUND TYPE GOVERNMENT BONDS IMPLEMENTATION PLAN INDIVIDUAL INVESTORS INFLATION INSPECTION INTERNATIONAL CONSULTANT INTERNATIONAL COOPERATION INTERNATIONAL CREDIT INVESTMENT COMPANIES INVESTMENT COMPANY INVESTMENT FUND INVESTMENT FUND REGULATIONS INVESTMENT FUNDS INVESTMENT MANAGEMENT INVESTMENT OPPORTUNITIES INVESTMENT VEHICLES INVESTOR PROTECTION ISSUANCE LICENSE LIQUIDITY LONG-TERM INVESTMENT MANAGEMENT COMPANIES MANAGEMENT OF INVESTMENT MARKET CONDITIONS MARKET DEVELOPMENT MISSING ELEMENT MISSING ELEMENTS MUTUAL FUND MUTUAL FUND INDUSTRY MUTUAL FUNDS NEW PRODUCTS OPEN ENDED FUNDS OPEN-ENDED FUNDS OUTPUT OUTPUTS PENSION PENSION FUND PENSION FUNDS PENSIONS PORTFOLIO PRIVATE SECTOR PROCUREMENT PROJECT MANAGEMENT PROSPECTUS PUBLIC DISCLOSURE PUBLIC FUNDS REGULATION OF INVESTMENT FUNDS REGULATOR REGULATORY ENVIRONMENT REGULATORY FRAMEWORK REGULATORY INFRASTRUCTURE REGULATORY REGIME RESULT RESULTS RETAIL INVESTORS RETIREMENT SAVINGS RISK MANAGEMENT SECURITIES SECURITIES COMMISSION SECURITIES INVESTMENT SECURITIES LAW SECURITIES MARKET SECURITIES MARKETS SERVICE PROVIDERS STOCK MARKETS SUPERVISION TARGETS TECHNICAL ASSISTANCE TECHNICAL KNOWLEDGE TELEPHONE TRAINING COURSES TRAINING MANUALS TRANSLATION TRUST FUND World Bank Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| geographic_facet |
East Asia and Pacific Vietnam |
| description |
The project purpose is to provide expert
technical assistance to the State Securities Commission
(SSC) for the development of the regulatory framework for
supervising the investment funds. The main products of the
work are an assessment report on the key challenges to the
SSC in the supervision and regulation of investment funds,
regulations and guidelines on the management and supervision
of investment funds, and manuals and training on the
supervision of investment fund management activities. The
strong ownership by the SSC of this project was the key to
success. Good relationships were established among all
project stakeholders (i.e., SSC, World Bank, Consultant) and
this was maintained throughout the project. Without this
ownership and the strong, trusting, and interactive
relationships among the project stakeholders, the project
would not have been a success. The following regulations are
pending and were prepared by the SSC in collaboration with
the consultants: operation of open ended funds [the SSC has
confirmed that they do not anticipate that these will be
developed until later in 2008]; operation of Securities
Investment Companies [the SSC has confirmed that these have
been submitted to the Ministry of Finance and should be
promulgated in 2008]; and foreign portfolio investment in
Vietnam [the SSC has confirmed that these have been
submitted to the Ministry of Finance but it is not clear
when these will be issued, other than probably in 2008]. |
| format |
Economic & Sector Work :: Other Financial Sector Study |
| author |
World Bank |
| author_facet |
World Bank |
| author_sort |
World Bank |
| title |
Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| title_short |
Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| title_full |
Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| title_fullStr |
Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| title_full_unstemmed |
Vietnam : Assistance in the Regulation and Guidance for Management of Investment Funds |
| title_sort |
vietnam : assistance in the regulation and guidance for management of investment funds |
| publisher |
Washington, DC |
| publishDate |
2013 |
| url |
http://documents.worldbank.org/curated/en/2012/01/16350136/vietnam-assistance-regulation-guidance-management-investment-funds http://hdl.handle.net/10986/12969 |
| _version_ |
1764420770412363776 |