South Africa - IOSCO Principles--Securities Markets : Detailed Assessment of Implementation

This is an update of the International Organization of Securities Commissions (IOSCO) assessment that was performed in 2000 as part of the Financial Sector Assessment Program (FSAP) of South Africa. South Africa has made substantial progress in add...

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Bibliographic Details
Main Authors:	International Monetary Fund, World Bank
Format:	Financial Sector Assessment Program (FSAP)
Language:	English en_US
Published:	Washington, DC 2013
Subjects:	ACCOUNTING ACCOUNTING STANDARD ACCOUNTING STANDARDS ACTIVE MARKET AGRICULTURAL COMMODITIES ASSET MANAGERS AUDIT COMMITTEE BALANCE SHEETS BANK ASSETS BIDS BOND BOND ISSUES BOND MARKET BOND TRADING BONDS BROKER BROKERAGE BROKERS BUY BACK CAPITAL ADEQUACY CAPITAL MARKET CAPITAL MARKET REGULATION CAPITAL MARKETS CAPITAL MARKETS REGULATORS CENTRAL BANK CENTRAL SECURITIES DEPOSITORY CIVIL LAW CLEARING HOUSES CLIENT ASSETS CODE OF CONDUCT CODES OF CONDUCT COLLECTIVE INVESTMENT COLLECTIVE INVESTMENTS COMMERCIAL LAWS COMMERCIAL PAPER COMMODITY COMPANY LAW CONFIDENTIALITY CONFLICT OF INTEREST CONSUMER EDUCATION CORPORATE DISCLOSURE CORPORATE FINANCE CORPORATE GOVERNANCE CORPORATE LAWS CREDIT RATING CREDIT RATING AGENCIES CREDITOR CURRENCY CUSTODY DEBENTURES DEBT DEBT INSTRUMENTS DEBT SECURITIES DEBTOR DEFAULT RISK DERIVATIVE DERIVATIVE INSTRUMENT DERIVATIVE PRODUCTS DERIVATIVE TRANSACTIONS DERIVATIVES DERIVATIVES EXCHANGE DERIVATIVES MARKET DERIVATIVES MARKETS DIRECT ACCESS DISCLOSURE DOCUMENTS DISCLOSURE REQUIREMENT DISCLOSURE REQUIREMENTS DISCLOSURE STANDARDS DOMESTIC BOND DOMESTIC BOND MARKET DUE DILIGENCE ECONOMIC EMPOWERMENT ENFORCEMENT POWERS EQUITIES EQUITY DERIVATIVES EQUITY MARKET EQUITY SECURITIES EXCHANGE COMMISSION EXCHANGE CONTROL EXPOSURE EXPOSURES FINANCIAL ADVISERS FINANCIAL ADVISORS FINANCIAL DERIVATIVES FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL INTERMEDIARIES FINANCIAL MARKETS FINANCIAL PRODUCTS FINANCIAL SECTOR FINANCIAL SERVICE FINANCIAL SERVICE PROVIDERS FINANCIAL SERVICES FINANCIAL SERVICES INDUSTRY FINANCIAL STABILITY FINANCIAL STATEMENT FINANCIAL STATEMENTS FOREIGN BANKS FOREIGN COMPANIES FOREIGN EXCHANGE FRAUD FUND MANAGEMENT FUTURES GOVERNMENT DEBT HEDGE FUND HEDGE FUNDS HEDGES HOLDING HUMAN RESOURCES INFORMATION SHARING INSIDER TRADING INSURANCE INSURANCE COMPANIES INSURANCE COMPANY INSURERS INTELLECTUAL PROPERTY INTEREST RATE INTEREST RATE DERIVATIVES INTERNAL AUDIT INTERNAL CONTROL INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BEST PRACTICE INTERNATIONAL BEST PRACTICES INTERNATIONAL FINANCIAL CRISIS INTERNATIONAL STANDARDS INVESTMENT BANKS INVESTMENT MANAGEMENT INVESTMENT MANAGER INVESTOR CONFIDENCE INVESTOR EDUCATION INVESTOR PREFERENCES IPO JURISDICTION JURISDICTIONS LAW ENFORCEMENT LEGAL AUTHORITY LEGAL FRAMEWORK LEGAL INFRASTRUCTURE LEVIES LIMITED PARTNERSHIPS LOCAL GOVERNMENT MARKET CAPITALIZATION MARKET INTERMEDIARIES MARKET INTERMEDIARY MARKET MANIPULATION MARKET PARTICIPANTS MARKET STRUCTURE MARKET SURVEILLANCE MARKET TRANSACTIONS MARKET VALUE MARKET-MAKER MONETARY FUND MONEY LAUNDERING MONEY MARKET MUTUAL FUNDS NATIONAL TREASURY NEW PRODUCTS PENSION PENSION FUNDS PORTFOLIO PORTFOLIO MANAGERS PORTFOLIOS PRIVATE SECTOR DEVELOPMENT PROMISSORY NOTES PUBLIC COMPANIES PUBLIC COMPANY PUBLIC OFFERINGS PUBLIC POLICY REGULATOR REGULATORY AUTHORITIES REGULATORY AUTHORITY REGULATORY BODY REGULATORY ENVIRONMENT REGULATORY FRAMEWORK REGULATORY OVERSIGHT REGULATORY REGIME REGULATORY STANDARDS REGULATORY SYSTEM REGULATORY SYSTEMS REPAYMENT RESERVE RESERVE BANK RETURN RISK MANAGEMENT SAVINGS SECONDARY MARKET SECONDARY MARKET TRADING SECURITIES SECURITIES EXCHANGES SECURITIES MARKET SECURITIES MARKETS SECURITIES REGULATION SECURITIES TRANSACTIONS SELF-REGULATION SETTLEMENT SETTLEMENT SERVICES SHAREHOLDER SHAREHOLDERS SHORT-TERM DEBT SPOT MARKET STOCK EXCHANGE STOCKS SWAP SYSTEMIC RISK TAX TRADES TRADING ACTIVITIES TRADING ACTIVITY TRADING MARKET TRADING PLATFORM TRADING SYSTEM TRADING SYSTEMS TRANSPARENCY TURNOVER UNDERWRITER VALUATION VOLATILITY WARRANTS
Online Access:	http://documents.worldbank.org/curated/en/2010/10/16302994/south-africa-iosco-principles-securities-markets-detailed-assessment-implementation http://hdl.handle.net/10986/12514